Stock dilution

Exchange-listed companies that filed to sell new shares: offerings priced or taken off a shelf, private sales, shelf registrations and resale prospectuses, from the SEC’s filings each business day. Bond and note offerings are left out.

Filings to Nov 10, 2026 · Most shorted · Cost to borrow · Insider buying · How it is read

Offerings, 5 days
51to Nov 10
Private sales
598-K Item 3.02, 5 days
New shelves
52S-3 and F-3, 5 days
Companies filing
629since Sep 29

Alerts: the bell on any stock emails you when its short interest is out, when it files to sell shares and when its borrow fee jumps. Free.

Nov 10, 2026

62 company filings
CompanyFilingWhat it isForm
ENLTEnlight Renewable EnergyOfferingShares sold now424B5
HLHecla Mining CoOfferingShares sold now424B5
JDZGJIADEOfferingShares sold now424B5
LICNLichen InternationalOfferingShares sold now424B5
NHPNational Healthcare PropertiesOfferingShares sold now424B5
PACBPacific Biosciences of CaliforniaOfferingShares sold now424B5
PEPGPepGenOfferingShares sold now424B5
PRMEPrime MedicineOfferingShares sold now424B5
SEVAptera MotorsOfferingShares sold now424B5
SMASmartStop Self Storage REITOfferingShares sold now424B5
STIMNeuroneticsOfferingShares sold now424B5
ALZNAlzamend NeuroPrivate saleSold without registration8-K
CDXSCodexisPrivate saleSold without registration8-K
CKXCKX LandsPrivate saleSold without registration8-K
FVRFrontView REITPrivate saleSold without registration8-K
INMInMed PharmaceuticalsPrivate saleSold without registration8-K
INTZIntrusionPrivate saleSold without registration8-K
MXCTMaxcytePrivate saleSold without registration8-K
NORDNordicus PartnersPrivate saleSold without registration8-K
NWTGNewton Golf CompanyPrivate saleSold without registration8-K
NXTSNexentis TechnologiesPrivate saleSold without registration8-K
RXTRackspace TechnologyPrivate saleSold without registration8-K
SEVAptera MotorsPrivate saleSold without registration8-K
SNTISenti Biosciences HoldingsPrivate saleSold without registration8-K
STXSStereotaxisPrivate saleSold without registration8-K
TVATexas Ventures Acquisition IIIPrivate saleSold without registration8-K
VIVKVivakorPrivate saleSold without registration8-K
VNOMViper EnergyPrivate saleSold without registration8-K
FLYEFly-E GroupRegistrationAn offering or resale to comeS-1
HYFMHydrofarm Holdings GroupRegistrationAn offering or resale to comeS-1
RUBIRubicoRegistrationAn offering or resale to comeF-1MEF
TGHLGrowHubRegistrationAn offering or resale to comeF-1
TOPSTop ShipsRegistrationAn offering or resale to comeF-1MEF
ACGLArch Capital GroupShelfMay sell laterS-3ASR
ADCTADC Therapeutics SAShelfMay sell laterS-3
AMEAmetekShelfMay sell laterS-3ASR
ATLCAtlanticus HoldingsShelfMay sell laterS-3
ATRAAtara BiotherapeuticsShelfMay sell laterS-3
IMCCIM CannabisShelfMay sell laterF-3
KURAKURA OncologyShelfMay sell laterS-3ASR
OVIDOVID TherapeuticsShelfMay sell laterS-3
SOSouthern CoShelfMay sell laterS-3ASR
TELATELA BioShelfMay sell laterS-3
TMQTrilogy MetalsShelfMay sell laterS-3
VELVelocity FinancialShelfMay sell laterS-3
XGNExagenShelfMay sell laterS-3
ABTSAbits GroupResale prospectusHolders reselling, or a merger424B3
BHMBluerock Homes TrustResale prospectusHolders reselling, or a merger424B3
ENHAEnhanced GroupResale prospectus ×3Holders reselling, or a merger424B3
FACFactorial EnergyResale prospectusHolders reselling, or a merger424B3
FLDFold HoldingsResale prospectus ×2Holders reselling, or a merger424B3
FLUXFLUX Power HoldingsResale prospectusHolders reselling, or a merger424B3
HGTYHagertyResale prospectusHolders reselling, or a merger424B7
KCA-UNKensington Capital Acquisition Corp. VIResale prospectusHolders reselling, or a merger424B3
LFSTLifeStance Health GroupResale prospectusHolders reselling, or a merger424B7
NSTRNorthstar Earth & Space Enterprises, Inc.Resale prospectusHolders reselling, or a merger424B3
PENGPenguin SolutionsResale prospectusHolders reselling, or a merger424B7
PMIPicard MedicalResale prospectusHolders reselling, or a merger424B3
SCNIScinai ImmunotherapeuticsResale prospectusHolders reselling, or a merger424B3
SPIRSpire GlobalResale prospectus ×2Holders reselling, or a merger424B3
THFFFirst FinancialResale prospectusHolders reselling, or a merger424B3
VLOSVelos Acquisition IResale prospectusHolders reselling, or a merger424B3

Nov 9, 2026

38 company filings
CompanyFilingWhat it isForm
FWDIForward IndustriesOfferingShares sold now424B5
IIPRInnovative Industrial PropertiesOfferingShares sold now424B5
JAGXJaguar HealthOfferingShares sold now424B5
SMASmartStop Self Storage REITOfferingShares sold now424B5
USGOU.S. GoldMiningOfferingShares sold now424B5
XHLDTEN HoldingsOfferingShares sold now424B5
ABEOAbeona TherapeuticsPrivate saleSold without registration8-K
CRMDCorMedixPrivate saleSold without registration8-K
ISPCiSpecimenPrivate saleSold without registration8-K
JBSJBS N.V.Private saleSold without registration8-K
NANOATII HoldingsPrivate saleSold without registration8-K
PARKPARK Dental PartnersPrivate saleSold without registration8-K
QNMEQuanome TechnologiesPrivate saleSold without registration8-K
SSNCSS&C Technologies HoldingsPrivate saleSold without registration8-K
VBIOValion BioPrivate saleSold without registration8-K
WHLRWheeler Real Estate Investment TrustPrivate saleSold without registration8-K
FORMFormfactorShelfMay sell laterS-3
FUSEFusemachinesShelfMay sell laterS-3
HYPRHyperfineShelfMay sell laterS-3
IMNMImmunomeShelf ×2May sell laterS-3ASR
IMVTImmunovantShelfMay sell laterS-3ASR
INTTIntestShelfMay sell laterS-3
NVSTEnvista HoldingsShelfMay sell laterS-3ASR
SPRCSciSparcShelfMay sell laterF-3
TTRXTurn TherapeuticsShelf ×2May sell laterS-3
AIIORobo.AiResale prospectusHolders reselling, or a merger424B3
CDTCDT EquityResale prospectusHolders reselling, or a merger424B3
CISSC3isResale prospectus ×3Holders reselling, or a merger424B3
IQMXIQM Quantum Computers OyjResale prospectusHolders reselling, or a merger424B3
JAGXJaguar HealthResale prospectusHolders reselling, or a merger424B3
LFSTLifeStance Health GroupResale prospectusHolders reselling, or a merger424B7
PATKPatrick IndustriesResale prospectusHolders reselling, or a merger424B3
PSAPublic StorageResale prospectusHolders reselling, or a merger424B7
PSQLPasqal Holding SAResale prospectusHolders reselling, or a merger424B3
SPWRSunPowerResale prospectusHolders reselling, or a merger424B3
VSTVistraResale prospectusHolders reselling, or a merger424B7
WHLRWheeler Real Estate Investment TrustResale prospectusHolders reselling, or a merger424B3
XLABExascale Labs HoldingsResale prospectusHolders reselling, or a merger424B3

Nov 6, 2026

49 company filings
CompanyFilingWhat it isForm
AHRAmerican Healthcare REITOfferingShares sold now424B5
ATYRATYR PHARMAOfferingShares sold now424B5
AXGSolowin HoldingsOfferingShares sold now424B5
DTILPrecision BiosciencesOfferingShares sold now424B5
GNLGlobal Net LeaseOfferingShares sold now424B5
GPUSHyperscale DataOfferingShares sold now424B5
INOInovio PharmaceuticalsOfferingShares sold now424B5
NTCLNetClass TechnologyOfferingShares sold now424B5
OBIOOrchestra BioMed HoldingsOfferingShares sold now424B5
PARABanzai InternationalOfferingShares sold now424B4
USGOU.S. GoldMiningOfferingShares sold now424B5
ZBIOZenas BioPharmaOfferingShares sold now424B5
AGLTAgility Robotics, Inc.Private saleSold without registration8-K
AUUDAuddiaPrivate saleSold without registration8-K
BIVIBioviePrivate saleSold without registration8-K
CETYClean Energy TechnologiesPrivate saleSold without registration8-K
DFNST3 DefensePrivate saleSold without registration8-K
EDBLEdible Garden AGPrivate saleSold without registration8-K
FFAIFaraday Future Intelligent ElectricPrivate saleSold without registration8-K
NXXTNextnrgPrivate saleSold without registration8-K
RENXRENX EnterprisesPrivate saleSold without registration8-K
RGENRepligenPrivate saleSold without registration8-K
SILOSILO PharmaPrivate saleSold without registration8-K
SXTP60 Degrees PharmaceuticalsPrivate saleSold without registration8-K
EXOZExozymesRegistrationAn offering or resale to comeS-1
NCINeo-Concept International Group HoldingsRegistrationAn offering or resale to comeF-1
BGDEBig Digital EnergyShelfMay sell laterS-3
CENXCentury Aluminum CoShelfMay sell laterS-3ASR
GRNDGrindrShelfMay sell laterS-3ASR
HOGHarley-DavidsonShelfMay sell laterS-3ASR
LMNDLemonadeShelfMay sell laterS-3ASR
LNTAlliant EnergyShelfMay sell laterS-3ASR
NAASNAAS TechnologyShelfMay sell laterF-3
PEGPublic Service Enterprise GroupShelfMay sell laterS-3ASR
STESTERISShelfMay sell laterS-3ASR
TOPSTop ShipsShelfMay sell laterF-3
AIRIAir Industries GroupResale prospectusHolders reselling, or a merger424B3
ASSTStriveResale prospectusHolders reselling, or a merger424B3
CRMLCritical MetalsResale prospectusHolders reselling, or a merger424B3
DJTTrump Media & Technology GroupResale prospectusHolders reselling, or a merger424B3
ELPWElong Power HoldingResale prospectus ×4Holders reselling, or a merger424B3
IPXGInflection Point Acquisition Corp. VIIResale prospectusHolders reselling, or a merger424B3
KDKKodiak AIResale prospectus ×2Holders reselling, or a merger424B3
LAZLazardResale prospectusHolders reselling, or a merger424B7
MDCXMedicus PharmaResale prospectusHolders reselling, or a merger424B3
NXTCNextCureResale prospectusHolders reselling, or a merger424B3
SNGXSoligenixResale prospectus ×4Holders reselling, or a merger424B3
SRTMStratum Holdings Corp.Resale prospectusHolders reselling, or a merger424B3
WHLRWheeler Real Estate Investment TrustResale prospectusHolders reselling, or a merger424B3

Nov 5, 2026

48 company filings
CompanyFilingWhat it isForm
ANVSAnnovis BioOfferingShares sold now424B5
AVTXAvalo TherapeuticsOfferingShares sold now424B5
BIVIBiovieOffering ×2Shares sold now424B5
CVICVR EnergyOfferingShares sold now424B5
DDD3D SystemsOfferingShares sold now424B5
FATEFATE TherapeuticsOfferingShares sold now424B5
HYFMHydrofarm Holdings GroupOfferingShares sold now424B5
INOInovio PharmaceuticalsOfferingShares sold now424B5
IRONDisc MedicineOfferingShares sold now424B5
JANJanus LivingOfferingShares sold now424B4
MDWDMediWoundOfferingShares sold now424B5
OBIOOrchestra BioMed HoldingsOfferingShares sold now424B5
AXONAXON EnterprisePrivate saleSold without registration8-K
BRCBradyPrivate saleSold without registration8-K
CHGAChange AgentsPrivate saleSold without registration8-K
CYCUCycurionPrivate saleSold without registration8-K
DDD3D SystemsPrivate saleSold without registration8-K
ENHAEnhanced GroupPrivate saleSold without registration8-K
FWONALiberty MediaPrivate saleSold without registration8-K
IONQIonQPrivate saleSold without registration8-K
ISPCiSpecimenPrivate saleSold without registration8-K
SUNSSunrise Realty TrustPrivate saleSold without registration8-K
VSTVistraPrivate saleSold without registration8-K
XELXcel EnergyPrivate saleSold without registration8-K
ASPNAspen AerogelsShelfMay sell laterS-3
AVTXAvalo TherapeuticsShelfMay sell laterS-3ASR
CLDXCelldex TherapeuticsShelfMay sell laterS-3ASR
CLYMClimb BioShelfMay sell laterS-3ASR
EPAMEPAM SystemsShelfMay sell laterS-3ASR
FATEFATE TherapeuticsShelfMay sell laterS-3
INSWInternational SeawaysShelfMay sell laterS-3ASR
KIMKimco RealtyShelfMay sell laterS-3
RZLTRezoluteShelfMay sell laterS-3
SRFMSurf Air MobilityShelfMay sell laterS-3
SWKStanley Black & DeckerShelfMay sell laterS-3ASR
TRUPTrupanionShelfMay sell laterS-3ASR
VSTMVerastemShelfMay sell laterS-3ASR
AIIRAIR GlobalResale prospectusHolders reselling, or a merger424B3
BNGOBionano GenomicsResale prospectus ×2Holders reselling, or a merger424B3
CISSC3isResale prospectus ×3Holders reselling, or a merger424B3
ENHAEnhanced GroupResale prospectus ×3Holders reselling, or a merger424B3
GPROGoProResale prospectus ×2Holders reselling, or a merger424B3
IPWiPowerResale prospectusHolders reselling, or a merger424B3
PURRHyperliquid StrategiesResale prospectus ×3Holders reselling, or a merger424B3
TELOTelomir PharmaceuticalsResale prospectusHolders reselling, or a merger424B3
USBCUSBCResale prospectusHolders reselling, or a merger424B3
WHLRWheeler Real Estate Investment TrustResale prospectus ×2Holders reselling, or a merger424B3
XLABExascale Labs HoldingsResale prospectusHolders reselling, or a merger424B3

Nov 4, 2026

37 company filings
CompanyFilingWhat it isForm
AIREreAlpha TechOfferingShares sold now424B4
ANVSAnnovis BioOfferingShares sold now424B5
ARQTArcutis BiotherapeuticsOfferingShares sold now424B5
BIVIBiovieOfferingShares sold now424B5
DSGNDesign TherapeuticsOfferingShares sold now424B5
ORCLOracleOfferingShares sold now424B5
QNRXQuoin PharmaceuticalsOffering ×2Shares sold now424B5
RACCResearch Alliance Corp IIIOfferingShares sold now424B4
UWMCUWM HoldingsOfferingShares sold now424B5
WECWEC Energy GroupOfferingShares sold now424B5
ATXGAddentax GroupPrivate saleSold without registration8-K
EVMNEvommunePrivate saleSold without registration8-K
GPATGP-Act III AcquisitionPrivate saleSold without registration8-K
LYELLyell ImmunopharmaPrivate saleSold without registration8-K
NORDNordicus PartnersPrivate saleSold without registration8-K
PODCPodcastOnePrivate saleSold without registration8-K
VIVKVivakorPrivate saleSold without registration8-K
YCBDcbdMDPrivate saleSold without registration8-K
BOSCBos Better Online SolutionsShelfMay sell laterF-3
CODXCo-DiagnosticsShelfMay sell laterS-3
DSGNDesign TherapeuticsShelfMay sell laterS-3
EVREvercoreShelfMay sell laterS-3ASR
FISNDeep FissionShelfMay sell laterS-3
FSTRFoster L B CoShelfMay sell laterS-3
SYKStrykerShelfMay sell laterS-3ASR
AIIORobo.AiResale prospectusHolders reselling, or a merger424B3
AMCIAMC RoboticsResale prospectusHolders reselling, or a merger424B3
CDTCDT EquityResale prospectusHolders reselling, or a merger424B3
EDVAEndovia Health SciencesResale prospectusHolders reselling, or a merger424B3
ENHAEnhanced GroupResale prospectus ×3Holders reselling, or a merger424B3
EVMNEvommuneResale prospectusHolders reselling, or a merger424B3
FULCFulcrum TherapeuticsResale prospectusHolders reselling, or a merger424B3
HMHHMH HoldingResale prospectusHolders reselling, or a merger424B3
SMMTSummit TherapeuticsResale prospectusHolders reselling, or a merger424B7
SWRDStewardsResale prospectusHolders reselling, or a merger424B3
TRAXFirst Tracks BiotherapeuticsResale prospectus ×2Holders reselling, or a merger424B3
WBXWallbox N.V.Resale prospectusHolders reselling, or a merger424B3

Nov 3, 2026

31 company filings
CompanyFilingWhat it isForm
AKRAcadia Realty TrustOfferingShares sold now424B5
BIAFbioAffinity TechnologiesOfferingShares sold now424B5
CVICVR EnergyOfferingShares sold now424B5
DOCNDigitalOcean HoldingsOfferingShares sold now424B5
MDWDMediWoundOfferingShares sold now424B5
OCSOculis Holding AGOfferingShares sold now424B5
YOULYoulife GroupOfferingShares sold now424B5
CVICVR EnergyPrivate saleSold without registration8-K
INSWInternational SeawaysPrivate saleSold without registration8-K
LIMNLiminatus PharmaPrivate saleSold without registration8-K
LITSLite StrategyPrivate saleSold without registration8-K
OBAIOur BondPrivate saleSold without registration8-K
OPTTOcean Power TechnologiesPrivate saleSold without registration8-K
PRSOPerasoPrivate saleSold without registration8-K
REEDReed'SPrivate saleSold without registration8-K
RMTIRockwell MedicalPrivate saleSold without registration8-K
RWTRedwood TrustPrivate saleSold without registration8-K
SWRDStewardsPrivate saleSold without registration8-K
TVGNTevogenPrivate saleSold without registration8-K
FCHLFitness Champs HoldingsRegistrationAn offering or resale to comeF-1
FFTTMasonglory LtdRegistrationAn offering or resale to comeF-1
AKRAcadia Realty TrustShelfMay sell laterS-3ASR
ARVNArvinasShelfMay sell laterS-3
IDAIdacorpShelfMay sell laterS-3ASR
IMSRTerrestrial EnergyShelf ×2May sell laterS-3
SURGSurgePaysShelfMay sell laterS-3
AEONAEON BiopharmaResale prospectusHolders reselling, or a merger424B3
BOLDBoundless BioResale prospectusHolders reselling, or a merger424B3
CDTCDT EquityResale prospectusHolders reselling, or a merger424B3
HTBHomeTrust BancsharesResale prospectusHolders reselling, or a merger424B3
INGMIngram Micro HoldingResale prospectus ×2Holders reselling, or a merger424B7

Nov 2, 2026

26 company filings
CompanyFilingWhat it isForm
BIAFbioAffinity TechnologiesOfferingShares sold now424B5
GMMGlobal Mofy AIOfferingShares sold now424B5
ORCLOracleOfferingShares sold now424B5
ABVCABVC BiopharmaPrivate saleSold without registration8-K
EPRTEssential Properties Realty TrustPrivate saleSold without registration8-K
INTZIntrusionPrivate saleSold without registration8-K
KEQUKewaunee ScientificPrivate saleSold without registration8-K
LAZLazardPrivate saleSold without registration8-K
WTTRSelect Water SolutionsPrivate saleSold without registration8-K
ELOGEastern InternationalRegistrationAn offering or resale to comeF-1
SPWRSunPowerRegistrationAn offering or resale to comeS-1
CARRCARRIER GLOBALShelfMay sell laterS-3ASR
CERSCerusShelfMay sell laterS-3
ENVXEnovixShelfMay sell laterS-3
LEUCentrus EnergyShelfMay sell laterS-3ASR
ORCLOracleShelfMay sell laterS-3ASR
PFSProvident Financial ServicesShelfMay sell laterS-3ASR
VVXV2XShelfMay sell laterS-3ASR
WRBBerkley W RShelfMay sell laterS-3ASR
FRTFederal Realty Investment TrustResale prospectusHolders reselling, or a merger424B7
MSTRStrategyResale prospectusHolders reselling, or a merger424B3
RMIXSuncreteResale prospectusHolders reselling, or a merger424B3
TOPSTop ShipsResale prospectusHolders reselling, or a merger424B3
VLYValley National BancorpResale prospectusHolders reselling, or a merger424B3
WBXWallbox N.V.Resale prospectusHolders reselling, or a merger424B3
WHKWhiteHawk MineralsResale prospectus ×2Holders reselling, or a merger424B3

Oct 30, 2026

32 company filings
CompanyFilingWhat it isForm
ALLRAllarity TherapeuticsOfferingShares sold now424B5
APVOAptevo TherapeuticsOfferingShares sold now424B5
ASPEAspen Neuroscience, Inc.OfferingShares sold now424B4
BBTXBambusa Therapeutics, Inc.OfferingShares sold now424B4
OPNWOpenworld, Inc.OfferingShares sold now424B5
PLDPrologisOfferingShares sold now424B5
PRCHPorch GroupOfferingShares sold now424B5
RAPPRapport TherapeuticsOfferingShares sold now424B5
VORVOR BiopharmaOfferingShares sold now424B5
XELXcel EnergyOfferingShares sold now424B5
EDBLEdible Garden AGPrivate saleSold without registration8-K
OLOXOlenox IndustriesPrivate saleSold without registration8-K
OPNWOpenworld, Inc.Private saleSold without registration8-K
PLURPluriPrivate saleSold without registration8-K
PTHSPelthos TherapeuticsPrivate saleSold without registration8-K
RAPPRapport TherapeuticsPrivate saleSold without registration8-K
RGENRepligenPrivate saleSold without registration8-K
SHFSSHF HoldingsPrivate saleSold without registration8-K
CAPSCapstone HoldingRegistrationAn offering or resale to comeS-1
BLNKBlink Charging Co.ShelfMay sell laterS-3
DWTXDogwood TherapeuticsShelfMay sell laterS-3
ICUSeaStar Medical HoldingShelfMay sell laterS-3
IDAIdacorpShelfMay sell laterS-3
PRCHPorch GroupShelfMay sell laterS-3ASR
XRXXerox HoldingsShelfMay sell laterS-3
DLRDigital Realty TrustResale prospectusHolders reselling, or a merger424B7
FMBHFirst Mid BancsharesResale prospectusHolders reselling, or a merger424B3
GBCGeorgia Banking Co IncResale prospectusHolders reselling, or a merger424B3
GYGYGame Your GameResale prospectus ×2Holders reselling, or a merger424B3
LABStandard BiotoolsResale prospectusHolders reselling, or a merger424B3
PATKPatrick IndustriesResale prospectusHolders reselling, or a merger424B3
TET1 EnergyResale prospectusHolders reselling, or a merger424B7

Oct 29, 2026

22 company filings
CompanyFilingWhat it isForm
CDZICadizOfferingShares sold now424B5
GBCGeorgia Banking Co IncOfferingShares sold now424B4
HYFMHydrofarm Holdings GroupOfferingShares sold now424B5
INMBInmune BioOfferingShares sold now424B5
MGNMegan HoldingsOfferingShares sold now424B4
DFNST3 DefensePrivate saleSold without registration8-K
FRHCFreedom HoldingPrivate saleSold without registration8-K
INMBInmune BioPrivate saleSold without registration8-K
NUAINew ERA Energy & DigitalPrivate saleSold without registration8-K
NXBNextBoatPrivate saleSold without registration8-K
OFALOFA GroupPrivate saleSold without registration8-K
BBTXBambusa Therapeutics, Inc.RegistrationAn offering or resale to comeS-1MEF
SRTMStratum Holdings Corp.RegistrationAn offering or resale to comeS-1
ARAIArrive AIShelfMay sell laterS-3
BFLYButterfly NetworkShelfMay sell laterS-3ASR
EIXEdison InternationalShelfMay sell laterS-3ASR
JSMNavientShelfMay sell laterS-3ASR
PROKProkidneyShelfMay sell laterS-3
ARXSArxisResale prospectus ×2Holders reselling, or a merger424B3
CNXUConexeu SciencesResale prospectusHolders reselling, or a merger424B3
IPFXInflection Point Acquisition Corp. VIResale prospectusHolders reselling, or a merger424B3
MICCMagnum Ice Cream Co N.V.Resale prospectusHolders reselling, or a merger424B3

Oct 28, 2026

22 company filings
CompanyFilingWhat it isForm
ACTUActuate TherapeuticsOfferingShares sold now424B5
AURAurora InnovationOfferingShares sold now424B5
CTOCTO Realty GrowthOfferingShares sold now424B5
METAMETA PlatformsOfferingShares sold now424B5
OGEOGE EnergyOfferingShares sold now424B5
OSSOne Stop SystemsOfferingShares sold now424B5
WFFWF HoldingOfferingShares sold now424B5
XXII22nd Century GroupOfferingShares sold now424B5
GRDXGridAI TechnologiesPrivate saleSold without registration8-K
STRRStar Equity HoldingsPrivate saleSold without registration8-K
WTGWintergreen AcquisitionPrivate saleSold without registration8-K
CVLTCommvault SystemsShelfMay sell laterS-3ASR
EQIXEquinixShelf ×2May sell laterS-3ASR
QNRXQuoin PharmaceuticalsShelfMay sell laterS-3
SCNIScinai ImmunotherapeuticsShelfMay sell laterF-3
SLXNSilexion TherapeuticsShelfMay sell laterS-3
BULLWebullResale prospectusHolders reselling, or a merger424B3
INMInMed PharmaceuticalsResale prospectusHolders reselling, or a merger424B3
NKLRTerra Innovatum Global N.V.Resale prospectusHolders reselling, or a merger424B3
POLAPolar PowerResale prospectusHolders reselling, or a merger424B7
RUBIRubicoResale prospectusHolders reselling, or a merger424B3
TOPSTop ShipsResale prospectusHolders reselling, or a merger424B3

How it is read

Each row is a filing on the SEC’s daily index of filings by form, kept for exchange-listed operating companies: prospectuses for shares being sold (424B1, 424B4, 424B5), shelf registrations (S-3, F-3), registration statements (S-1, F-1), prospectuses most often for resales (424B3, 424B7), and 8-Ks reporting an unregistered sale of equity (Item 3.02). The same forms carry bond and structured-note offerings, so each filing’s cover is read and only those offering shares are listed. Amendments and employee-plan registrations (S-8) are left out. A company’s filings the same day under one form are one row. The index for a business day comes out that night.

What is stock dilution? A company dilutes its shareholders when it issues new shares: each existing share then owns a smaller part of the company. Companies issue shares to raise cash, to pay for an acquisition or to pay employees; the filings here are the ones that put new shares on offer.

What is a shelf registration? A shelf registration (Form S-3 or F-3) registers securities a company may sell later, over up to three years, as it chooses. Filing one sells nothing by itself; each sale off the shelf comes with a prospectus supplement, a 424B5.

What is an at-the-market (ATM) offering? An at-the-market program lets a company sell new shares into the market a few at a time through a broker, at the prices of the day, up to a set amount. It is set up with a 424B5 prospectus off a shelf.

What does an 8-K Item 3.02 mean? Item 3.02 of an 8-K reports an unregistered sale of equity: shares (or securities convertible into them) sold privately, often to a few investors, without a registration statement. The shares can later be registered for resale.

Source: the SEC’s daily index; each form links to the filing on sec.gov.

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