Thomas Carper: stock trades disclosed in 2021
Stock trades disclosed by Thomas Carper, U.S. Senator, DE, in reports filed with the Senate Office of Public Records in 2021, newest report first. Each trade is read from its report and linked to it.
All of Thomas Carper’s trades · Source
- Trades disclosed in 2021
- 320
- Purchases / sales
- 175 / 144
- Typical days to public
- 18median
- Public after 45 days
- 0of 128 dated trades
Every trade disclosed in 2021
“Days to public” counts from the trade to the day its report reached the Clerk’s site.
| Trade date | Asset | Type | Amount | Lag | Public | Filing |
|---|---|---|---|---|---|---|
| Nov 30, 2021 | ACAP Strategic Interval CommonSpouse | Buy | $1K–$15K | 4d | Dec 4 | Report |
| Nov 29, 2021 | MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022Spouse | Sell | $1K–$15K | 5d | Dec 4 | Report |
| Nov 29, 2021 | SBIOAlps Medical Breakthroughs ETF · Spouse | Buy | $1K–$15K | 5d | Dec 4 | Report |
| Nov 29, 2021 | BMYBristol Myers Squibb Co · Spouse | Buy | $1K–$15K | 5d | Dec 4 | Report |
| Nov 26, 2021 | CONECompass Sub North, Inc. · Spouse | Sell | $1K–$15K | 8d | Dec 4 | Report |
| Nov 26, 2021 | GLPIGaming & Leisure Properties, Inc. · Spouse | Buy | $1K–$15K | 8d | Dec 4 | Report |
| Nov 26, 2021 | QSQuantumScape Corp · Spouse | Sell | $1K–$15K | 8d | Dec 4 | Report |
| Nov 26, 2021 | LITELumentum Holdings Inc. · Spouse | Buy | $1K–$15K | 8d | Dec 4 | Report |
| Nov 19, 2021 | HSBC Autocall on Broadcom Rate/Coupon: 9.2% Matures: 11/22/2024Spouse | Buy | $15K–$50K | 15d | Dec 4 | Report |
| Nov 18, 2021 | GS Autocall on Apple Inc Rate/Coupon: 8.0% Matures: 08/16/2024Spouse | Sell | $15K–$50K | 16d | Dec 4 | Report |
| Nov 16, 2021 | GLPIGaming & Leisure Properties, Inc. · Spouse | Buy | $1K–$15K | 18d | Dec 4 | Report |
| Nov 16, 2021 | CORCencora, Inc. · Spouse | Sell | $1K–$15K | 18d | Dec 4 | Report |
| Nov 16, 2021 | CONECompass Sub North, Inc. · Spouse | Sell | $1K–$15K | 18d | Dec 4 | Report |
| Oct 25, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 10% Matures: 10/25/2024Spouse | Buy | $15K–$50K | 8d | Nov 2 | Report |
| Oct 22, 2021 | SNOWSnowflake Inc. · Spouse | Buy | $1K–$15K | 11d | Nov 2 | Report |
| Oct 21, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024Spouse | Sell | $15K–$50K | 12d | Nov 2 | Report |
| Oct 21, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024Spouse | Sell | $15K–$50K | 12d | Nov 2 | Report |
| Sep 28, 2021 | GOOGAlphabet Inc. · Spouse | Sell | $1K–$15K | 6d | Oct 4 | Report |
| Sep 28, 2021 | AAPLApple Inc. · Spouse | Sell | $15K–$50K | 6d | Oct 4 | Report |
| Sep 23, 2021 | JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029Spouse | Sell | $1K–$15K | 11d | Oct 4 | Report |
| Sep 23, 2021 | JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029Spouse | Sell | $1K–$15K | 11d | Oct 4 | Report |
| Sep 17, 2021 | JPM Contingent Autocall GILD Rate/Coupon: 8.65% Matures: 09/20/2024Spouse | Buy | $15K–$50K | 17d | Oct 4 | Report |
| Sep 10, 2021 | JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024Spouse | Sell | $15K–$50K | 24d | Oct 4 | Report |
| Sep 10, 2021 | JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024Spouse | Sell | $15K–$50K | 24d | Oct 4 | Report |
| Aug 23, 2021 | LMRKLandmark Infrastructure Partners LP - Common Units · Spouse | Sell | $1K–$15K | 9d | Sep 1 | Report |
| Aug 13, 2021 | GS Contingent Autocall AAPL Rate/Coupon: 8.0% Matures: 08/16/2024Spouse | Buy | $15K–$50K | 19d | Sep 1 | Report |
| Aug 12, 2021 | CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023Spouse | Sell | $15K–$50K | 20d | Sep 1 | Report |
| Aug 11, 2021 | WWWW International, Inc. · Spouse | Buy | $1K–$15K | 21d | Sep 1 | Report |
| Aug 4, 2021 | AREAlexandria Real Estate Equities, Inc. · Spouse | Sell | $1K–$15K | 28d | Sep 1 | Report |
| Aug 4, 2021 | CORCencora, Inc. · Spouse | Buy | $1K–$15K | 28d | Sep 1 | Report |
| Jul 26, 2021 | IJSS&P Small-Cap 600 Value Ishares ETF · Spouse | Sell | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | IVVS&P 500 Ishares Core ETF · Spouse | Sell | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | ABYIXAbbey Capital Futures Strategy Fund- Class I Sha · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | CFAVictoryShares US 500 Volatility Wtd ETF · Spouse | Sell | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | GLDSPDR Gold Trust · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | FDNFirst Trust Dow Jones Internet ETF · Spouse | Sell | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | LUBFXLord Abbett Ultra Short Bond Fund - Class F · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | DGRSWisdomTree U.S. SmallCap Quality Dividend Growth F · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | GBILGS Treasuryaccess 0-1 Year ETF · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | FINXGlobal X FinTech ETF · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | NXTGFirst Trust Indxx Nextg ETF · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | FIMKXFidelity Advisor Emerging Markets Fund · Spouse | Sell | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | GEMIXGoldman Sachs Emerging Markets Equity Fund Insti · Spouse | Sell | $1K–$15K | 7d | Aug 2 | Report |
| Jul 26, 2021 | FCPIXFidelity Advisor International Capital Appreciat · Spouse | Buy | $1K–$15K | 7d | Aug 2 | Report |
| Jul 16, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024Spouse | Buy | $15K–$50K | 17d | Aug 2 | Report |
| Jul 16, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024Spouse | Buy | $15K–$50K | 17d | Aug 2 | Report |
| Jul 14, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024Spouse | Sell | $15K–$50K | 19d | Aug 2 | Report |
| Jul 14, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024Spouse | Sell | $15K–$50K | 19d | Aug 2 | Report |
| Jul 8, 2021 | JCIJohnson Controls International plc · Spouse | Buy | $1K–$15K | 25d | Aug 2 | Report |
| Jul 8, 2021 | FASTFastenal Co · Spouse | Buy | $1K–$15K | 25d | Aug 2 | Report |
| Jun 29, 2021 | RAMPLiveRamp Holdings, Inc. · Spouse | Buy | $1K–$15K | 7d | Jul 6 | Report |
| Jun 29, 2021 | TRITTriterras, Inc. · Spouse | Sell | $1K–$15K | 7d | Jul 6 | Report |
| Jun 29, 2021 | VSHVishay Intertechnology Inc · Spouse | Buy | $1K–$15K | 7d | Jul 6 | Report |
| Jun 21, 2021 | Energen Rate/Coupon: 4.625% Matures: 09/01/2021Spouse | Sell | $1K–$15K | 15d | Jul 6 | Report |
| Jun 4, 2021 | TTETotalEnergies SE · Spouse | Buy | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | SBUXStarbucks Corp · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | NVDANVIDIA Corporation · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | DEODiageo Plc · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | AXSAxis Capital Holdings Ltd · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | MANTManTech International Corporation · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | ETNEaton Corp plc · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | LMRKLandmark Infrastructure Partners LP · Spouse | Buy | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | IRMIron Mountain Inc · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | LHXL3Harris Technologies, Inc. · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | APOApollo Global Management, Inc. · Spouse | Buy | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | MCDMcdonalds Corp · Spouse | Sell | $1K–$15K | 32d | Jul 6 | Report |
| Jun 4, 2021 | JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024Spouse | Buy | $15K–$50K | 32d | Jul 6 | Report |
| Jun 4, 2021 | JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024Spouse | Buy | $15K–$50K | 32d | Jul 6 | Report |
| May 26, 2021 | HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023Spouse | Sell | $15K–$50K | 6d | Jun 1 | Report |
| May 26, 2021 | HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023Spouse | Sell | $15K–$50K | 6d | Jun 1 | Report |
| May 7, 2021 | CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023Spouse | Buy | $15K–$50K | 25d | Jun 1 | Report |
| Nov 30, 2020 | XCAPXACAP Strategic Fund · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 30, 2020 | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021Spouse | Sell | $15K–$50K | amended | May 17 | Report |
| Nov 30, 2020 | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021Spouse | Sell | $15K–$50K | amended | May 17 | Report |
| Nov 20, 2020 | VVisa Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | QCOMQualcomm Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | SNPSSynopsys Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | GOLDGold.com, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | OHIOmega Healthcare Investors Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | WIWWestern Asset Inflation-Linked Opportunities & Income Fund · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | ERICEricsson Lm Telephone Co · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | SBIOALPS Medical Breakthroughs ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | AREAlexandria Real Estate Equities, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | LGILazard Global Total Return & Income Fund Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | ABYIXAbbey Capital Futures Strategy Fund Class I · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | MRVLMarvell Technology, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | BRKRBruker Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | MANTManTech International Corporation · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | ACIWAci Worldwide, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | SWKSSkyworks Solutions, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | NUANNuance Communications, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | AJRDAerojet Rocketdyne Holdings, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | SRVRPacer Benchmark Data & Infrastructure Real Estate · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | CONECompass Sub North, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | CEFSprott Physical Gold & Silver Trust · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | WWWW International, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | XARSPDR S&P Aerospace & Defense ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | GLDSPDR Gold Trust · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | GMABGenmab A/S · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | BAHBooz Allen Hamilton Holding Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | ABBVAbbVie Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | FDNFirst Trust Dow Jones Internet Index Fund · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | HBIHanesbrands Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | ATVIActivision Blizzard, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | FTNTFortinet, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | RTHVanEck Vectors Retail ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | NTLAIntellia Therapeutics, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | RODMHartford Multifactor Developed Markets (ex-US) ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | PTLCPacer Trendpilot US Large Cap ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | PTNQPacer Trendpilot 100 ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | PTMCPacer Trendpilot US Mid Cap ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | DGRSWisdomTree U.S. SmallCap Quality Dividend Growth F · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | MAXRMaxar Technologies Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | ARNAArena Pharmaceuticals, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | GBILGoldman Sachs Access Treasury 0-1 Year ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | KEYSKeysight Technologies, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | PAGSPagSeguro Digital Ltd. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | CTVACorteva, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | VIAVViavi Solutions Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | SIShoulder Innovations, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | CRWDCrowdStrike Holdings, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | DDDuPont de Nemours, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | DOWDOW Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | DDOGDatadog, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | EVOPEVO Payments, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | AAPLApple Inc. · Spouse | Sell | $50K–$100K | amended | May 17 | Report |
| Nov 20, 2020 | GLWCorning Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | HALHalliburton Co · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | PAASPan American Silver Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | TMOThermo Fisher Scientific Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 20, 2020 | LUBFXLord Abbett Ultra Short Bond Fund Class F · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Nov 16, 2020 | RIORIO Tinto Plc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Oct 30, 2020 | IJRiShares Core S&P Small-Cap ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Oct 30, 2020 | GSMYX - GOLDMAN SACHS SM MD CAP GROWTH ISpouse | Buy | $1K–$15K | amended | May 17 | Report |
| Oct 30, 2020 | GSMYX - GOLDMAN SACHS SM MD CAP GROWTH ISpouse | Buy | $1K–$15K | amended | May 17 | Report |
| Aug 27, 2020 | Citigroup Fixed to Floater Rate/Coupon: 3.6113% Matures: 08/27/2020Spouse | Sell | $15K–$50K | amended | May 17 | Report |
| Aug 21, 2020 | LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Aug 21, 2020 | GBILGoldman Sachs Access Treasury 0-1 Year ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Aug 21, 2020 | TCEHYTencent Holdings Limited · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Aug 21, 2020 | AREAlexandria Real Estate Equities, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Aug 21, 2020 | CONECompass Sub North, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Aug 13, 2020 | GLDSPDR Gold Trust · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Aug 7, 2020 | KWEBKraneShares CSI China Internet ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Aug 6, 2020 | LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Aug 6, 2020 | LUBFXLord Abbett Ultra Short Bond Fund Class F · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Aug 6, 2020 | GBILGoldman Sachs Access Treasury 0-1 Year ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 28, 2020 | SILGlobal X Silver Miners ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | CCitigroup Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | QCOMQualcomm Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | RMDResmed Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | OHIOmega Healthcare Investors Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | ARCCAres Capital Corp · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | LMTLockheed Martin Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | WIWWestern Asset Inflation-Linked Opportunities & Income Fund · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | FXIiShares Trust - iShares China Large-Cap ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | NVDANVIDIA Corporation · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | AXSAxis Capital Holdings Ltd · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | MPWMedical Properties Trust, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | GLADGladstone Capital Corp · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | MANTManTech International Corporation · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | SWKSSkyworks Solutions, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | HASIHA Sustainable Infrastructure Capital, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | SRVRPacer Benchmark Data & Infrastructure Real Estate · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | MBXIXCatalyst/Millburn Hedge Strategy Fund Class I · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | ABBVAbbVie Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | FEMSFirst Trust Emerging Markets Small Cap AlphaDEX Fu · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | RTHVanEck Vectors Retail ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | PTLCPacer Trendpilot US Large Cap ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | PTMCPacer Trendpilot US Mid Cap ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | LMRKLandmark Infrastructure Partners LP · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | AYAtlantica Sustainable Infrastructure plc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | GBILGoldman Sachs Access Treasury 0-1 Year ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | IRMIron Mountain Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | LHXL3Harris Technologies, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | APOApollo Global Management, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | AAPLApple Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | PFEPfizer Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 9, 2020 | TSNTyson Foods, Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 8, 2020 | TCEHYTencent Holdings Limited · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | WIWWestern Asset Inflation-Linked Opportunities & Income Fund · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | FXIiShares Trust - iShares China Large-Cap ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | MBXIXCatalyst/Millburn Hedge Strategy Fund Class I · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | DLSWisdomTree International SmallCap Dividend Fund · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | FDNFirst Trust Dow Jones Internet Index Fund · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | FEMSFirst Trust Emerging Markets Small Cap AlphaDEX Fu · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | GDXJVanEck Vectors Junior Gold Miners ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | RTHVanEck Vectors Retail ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | LUBFXLord Abbett Ultra Short Bond Fund Class F · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | SILGlobal X Silver Miners ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | GBILGoldman Sachs Access Treasury 0-1 Year ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | NXTGFirst Trust IndXX NextG ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | FIMKXFidelity Advisor Emerging Markets Fund I Class · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 7, 2020 | FCPIXFidelity Advisor International Capital Appreciatio · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Jul 1, 2020 | Dominion Energy Rate/Coupon: 2.579% Matures: 07/01/2020Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 23, 2020 | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 23, 2020 | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 14, 2020 | PYPLPayPal Holdings, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 14, 2020 | CVSCVS HEALTH Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 14, 2020 | SWKSSkyworks Solutions, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 14, 2020 | PNQIInvesco NASDAQ Internet ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 14, 2020 | CEFSprott Physical Gold & Silver Trust · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 14, 2020 | DISWalt Disney Co · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | GEMGoldman Sachs ActiveBeta Emerging Markets Equity E · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | SBIOALPS Medical Breakthroughs ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | IVViShares Core S&P 500 ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | KWEBKraneShares CSI China Internet ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CFAVictoryShares US 500 Volatility Wtd ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | SRVRPacer Benchmark Data & Infrastructure Real Estate · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CEFSprott Physical Gold & Silver Trust · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | GLDSPDR Gold Trust · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CIBRFirst Trust NASDAQ Cybersecurity ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | MBXIXCatalyst/Millburn Hedge Strategy Fund Class I · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | QTECFirst Trust NASDAQ-100-Technology Sector Index Fun · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | IATiShares U.S. Regional Banks ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | FDNFirst Trust Dow Jones Internet Index Fund · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | LUBFXLord Abbett Ultra Short Bond Fund Class F · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | QLEIXAQR Long-Short Equity Fund Class I · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | OAYIXOakmark International Fund Class Advisor · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | FPLFirst Trust New Opportunities MLP & Energy Fund · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | GBILGoldman Sachs Access Treasury 0-1 Year ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | BOTZGlobal X Robotics & Artificial Intelligence ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | FINXGlobal X FinTech ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | IWNiShares Russell 2000 Value ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | DRIDarden Restaurants Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | QCOMQualcomm Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | RMDResmed Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | SBUXStarbucks Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | ARCCAres Capital Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CVSCVS HEALTH Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | DGXQuest Diagnostics Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | IWDiShares Russell 1000 Value ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | AREAlexandria Real Estate Equities, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | LGILazard Global Total Return & Income Fund Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | PKGPackaging Corp of America · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | METMetlife Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | EEMiShares MSCI Emerging Markets ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | RTNRaytheon Company · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | GLADGladstone Capital Corp · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | SWKSSkyworks Solutions, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CEFSprott Physical Gold & Silver Trust · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | GLDSPDR Gold Trust · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | MBXIXCatalyst/Millburn Hedge Strategy Fund Class I · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CFGCitizens Financial Group Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | TCEHYTencent Holdings Limited · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | MPCMarathon Petroleum Corp · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | QLEIXAQR Long-Short Equity Fund Class I · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | RODMHartford Multifactor Developed Markets (ex-US) ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | PTNQPacer Trendpilot 100 ETF · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | KNXKnight-Swift Transportation Holdings Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CBChubb Ltd · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | GBILGoldman Sachs Access Treasury 0-1 Year ETF · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | IRMIron Mountain Inc · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | HPE - HP Inc.Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | LHXL3Harris Technologies, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | APOApollo Global Management, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | CAGConagra Brands Inc. · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | GLWCorning Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | FITBFifth Third Bancorp · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | MSFTMicrosoft Corporation · Spouse | Sell | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | NVONovo Nordisk A S · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | PEPPepsiCo Inc · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 2, 2020 | TSNTyson Foods, Inc. · Spouse | Buy | $1K–$15K | amended | May 17 | Report |
| Apr 28, 2021 | BCS Contingent Autocall on CSCO Rate/Coupon: 8.3% Matures: 01/27/2023Spouse | Sell | $15K–$50K | 5d | May 3 | Report |
| Apr 13, 2021 | NUANNuance Communications, Inc. · Spouse | Sell | $1K–$15K | 20d | May 3 | Report |
| Apr 13, 2021 | GANGAN Limited · Spouse | Sell | $1K–$15K | 20d | May 3 | Report |
| Apr 13, 2021 | TRITTriterras, Inc. · Spouse | Buy | $1K–$15K | 20d | May 3 | Report |
| Apr 9, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024Spouse | Buy | $15K–$50K | 24d | May 3 | Report |
| Apr 9, 2021 | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024Spouse | Buy | $15K–$50K | 24d | May 3 | Report |
| Apr 5, 2021 | CWENClearway Energy, Inc. · Spouse | Buy | $1K–$15K | 28d | May 3 | Report |
| Apr 1, 2021 | UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022Spouse | Sell | $15K–$50K | 32d | May 3 | Report |
| Apr 1, 2021 | UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022Spouse | Sell | $15K–$50K | 32d | May 3 | Report |
| Mar 26, 2021 | JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024Spouse | Buy | $15K–$50K | 6d | Apr 1 | Report |
| Mar 26, 2021 | JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024Spouse | Buy | $15K–$50K | 6d | Apr 1 | Report |
| Mar 24, 2021 | BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023Spouse | Sell | $15K–$50K | 8d | Apr 1 | Report |
| Mar 24, 2021 | BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023Spouse | Sell | $15K–$50K | 8d | Apr 1 | Report |
| Mar 1, 2021 | Vulcan Materials Rate/Coupon: 0.875% Matures: 03/01/2021Spouse | Sell | $1K–$15K | 31d | Apr 1 | Report |
| Feb 16, 2021 | INTCIntel Corp · Spouse | Buy | $1K–$15K | 15d | Mar 3 | Report |
| Feb 12, 2021 | GEMIXGoldman Sachs Emerging Markets Equity Fund Institu · Spouse | Buy | $1K–$15K | 19d | Mar 3 | Report |
| Feb 12, 2021 | GGSMGold and GemStone Mining Inc. · Spouse | Sell | $1K–$15K | 19d | Mar 3 | Report |
| Feb 12, 2021 | FEMSFirst Trust Emerging Markets Small Cap AlphaDEX Fu · Spouse | Sell | $1K–$15K | 19d | Mar 3 | Report |
| Feb 12, 2021 | GEMIXGoldman Sachs Emerging Markets Equity Fund Institu · Spouse | Buy | $1K–$15K | 19d | Mar 3 | Report |
| Feb 12, 2021 | EEMiShares MSCI Emerging Markets ETF · Spouse | Sell | $1K–$15K | 19d | Mar 3 | Report |
| Feb 12, 2021 | FIMKXFidelity Advisor Focused Emerging Markets Fund Cla · Spouse | Buy | $1K–$15K | 19d | Mar 3 | Report |
| Feb 5, 2021 | DuPont de Nemours, Inc. (Exchanged) International Flavors & Fragrances Inc. (Received)Spouse | Exchange | $1K–$15K | 26d | Mar 3 | Report |
| Jan 29, 2021 | XCAPXACAP Strategic Fund · Spouse | Buy | $15K–$50K | 3d | Feb 1 | Report |
| Jan 27, 2021 | DDDuPont de Nemours, Inc. · Spouse | Sell | $15K–$50K | 5d | Feb 1 | Report |
| Jan 26, 2021 | PBAPembina Pipeline Corp · Spouse | Sell | $1K–$15K | 6d | Feb 1 | Report |
| Jan 26, 2021 | AQNAlgonquin Power & Utilities Corp. · Spouse | Buy | $1K–$15K | 6d | Feb 1 | Report |
| Jan 25, 2021 | VIAVViavi Solutions Inc. · Spouse | Sell | $1K–$15K | 7d | Feb 1 | Report |
| Jan 25, 2021 | EVOPEVO Payments, Inc. · Spouse | Sell | $1K–$15K | 7d | Feb 1 | Report |
| Jan 13, 2021 | RODMHartford Multifactor Developed Markets (ex-US) ETF · Spouse | Sell | $1K–$15K | 19d | Feb 1 | Report |
| Jan 13, 2021 | FCPIXFidelity Advisor International Capital Appreciatio · Spouse | Buy | $1K–$15K | 19d | Feb 1 | Report |
| Jan 13, 2021 | RODMHartford Multifactor Developed Markets (ex-US) ETF · Spouse | Sell | $1K–$15K | 19d | Feb 1 | Report |
| Jan 13, 2021 | FCPIXFidelity Advisor International Capital Appreciatio · Spouse | Buy | $1K–$15K | 19d | Feb 1 | Report |
| Jan 11, 2021 | FEYEFireEye, Inc. · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | PSQProShares Short QQQ · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | SHProShares Short S&P500 · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | DDOGDatadog, Inc. · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | PSQProShares Short QQQ · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | SHProShares Short S&P500 · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | PSQProShares Short QQQ · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | SHProShares Short S&P500 · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 11, 2021 | CAGConagra Brands Inc. · Spouse | Sell | $1K–$15K | 21d | Feb 1 | Report |
| Jan 8, 2021 | AJRDAerojet Rocketdyne Holdings, Inc. · Spouse | Sell | $1K–$15K | 24d | Feb 1 | Report |
| Jan 4, 2021 | PSQProShares Short QQQ · Spouse | Buy | $1K–$15K | 28d | Feb 1 | Report |
| Jan 4, 2021 | SHProShares Short S&P500 · Spouse | Buy | $1K–$15K | 28d | Feb 1 | Report |
| Jan 4, 2021 | PSQProShares Short QQQ · Spouse | Buy | $1K–$15K | 28d | Feb 1 | Report |
| Jan 4, 2021 | SHProShares Short S&P500 · Spouse | Buy | $1K–$15K | 28d | Feb 1 | Report |
| Jan 4, 2021 | PSQProShares Short QQQ · Spouse | Buy | $1K–$15K | 28d | Feb 1 | Report |
| Jan 4, 2021 | SHProShares Short S&P500 · Spouse | Buy | $1K–$15K | 28d | Feb 1 | Report |
| Dec 30, 2020 | TSLATesla, Inc. · Spouse | Buy | $1K–$15K | 8d | Jan 7 | Report |
| Dec 30, 2020 | PBAPembina Pipeline Corp · Spouse | Sell | $1K–$15K | 8d | Jan 7 | Report |
| Dec 30, 2020 | DDDuPont de Nemours, Inc. · Spouse | Sell | $1K–$15K | 8d | Jan 7 | Report |
| Dec 30, 2020 | DOWDOW Inc. · Spouse | Sell | $1K–$15K | 8d | Jan 7 | Report |
| Dec 30, 2020 | VTRSViatris Inc · Spouse | Sell | $1K–$15K | 8d | Jan 7 | Report |
| Dec 30, 2020 | NTAPNetApp, Inc. · Spouse | Buy | $1K–$15K | 8d | Jan 7 | Report |
| Dec 30, 2020 | SBIOALPS Medical Breakthroughs ETF · Spouse | Buy | $1K–$15K | 8d | Jan 7 | Report |
| Dec 30, 2020 | BMYBristol Myers Squibb Co · Spouse | Buy | $1K–$15K | 8d | Jan 7 | Report |
| Dec 15, 2020 | GSMYXGoldman Sachs Small/Mid Cap Growth Fund Institutio · Spouse | Buy | $1K–$15K | 23d | Jan 7 | Report |
Thomas Carper’s other years
Source
Each trade is a line of a periodic transaction report filed under the STOCK Act, read from the report itself and linked to it. Three offices publish them, and all three are read here every hour: the House Clerk for representatives, the Senate Office of Public Records for senators, and the Office of Government Ethics for the President, the Vice President and Senate-confirmed officials (OGE Form 278-T). OGE links some officials’ reports and releases the rest on request; only linked reports are here.
The Act requires a report within 45 days of the trade; the lag counts the days from the trade to the day the report became public. Reports give each amount as a range. Amendments are marked and not counted as late; trades a later report withdrew are left out. The President’s reports and some House reports are scans of paper forms: a scanned value that does not read with certainty is shown as not read, never guessed, and the report is one click away. “Since” is the stock’s move from the trade date’s close to the latest daily close.
The same trades are in the OptimistFi MCP server’s get_congress_trades tool, by filer or by stock, for each chamber: connect it. Every House trade is free to download as CSV or JSON, and every trade here can be followed by RSS: the data.
