Thomas MacArthur: stock trades disclosed in 2016
Stock trades disclosed by Thomas MacArthur, U.S. Representative, NJ03, in reports filed with the House Clerk in 2016, newest report first. Each trade is read from its report and linked to it.
All of Thomas MacArthur’s trades · Source
- Trades disclosed in 2016
- 1,145
- Purchases / sales
- 581 / 531
- Typical days to public
- 24median
- Public after 45 days
- 113of 1,145 trades
Trades 1–500 of 1,145
“Days to public” counts from the trade to the day its report reached the Clerk’s site.
| Trade date | Asset | Type | Amount | Lag | Public | Filing |
|---|---|---|---|---|---|---|
| Nov 30, 2016 | AMSURg CoRP NTS B/E 05.625% 071522Joint | Buy | $15K–$50K | 2d | Dec 2 | |
| Nov 30, 2016 | CRoWN AMER CAP CoRP NTS 04.500% 011523Joint | Buy | $1K–$15K | 2d | Dec 2 | |
| Nov 29, 2016 | CVSCVS HEALTH Corp · Dependent child | Sell | $1K–$15K | 3d | Dec 2 | |
| Nov 29, 2016 | CVSCVS HEALTH Corp · Dependent child | Sell | $1K–$15K | 3d | Dec 2 | |
| Nov 29, 2016 | CVSCVS HEALTH Corp · Joint | Sell | $100K–$250K | 3d | Dec 2 | |
| Nov 29, 2016 | gENL MoToRS FINL Co INC 04.250% 051523Joint | Sell | $15K–$50K | 3d | Dec 2 | |
| Nov 29, 2016 | XLPSPDR Select Sector Fund - Consumer Staples · Joint | Buy | $100K–$250K | 3d | Dec 2 | |
| Nov 29, 2016 | XLPSPDR Select Sector Fund - Consumer Staples · Dependent child | Buy | $1K–$15K | 3d | Dec 2 | |
| Nov 29, 2016 | XLPSPDR Select Sector Fund - Consumer Staples · Dependent child | Buy | $1K–$15K | 3d | Dec 2 | |
| Nov 28, 2016 | ANgEL oAK MULTI-STRATEgY INCoME FUND CLASS INSTLJoint | Sell | $100K–$250K | 4d | Dec 2 | |
| Nov 28, 2016 | BLACKRoCK HIgH YIELD BoND IJoint | Sell | $100K–$250K | 4d | Dec 2 | |
| Nov 28, 2016 | DoUBLE LINE ToTAL RETURN FUND INSTLJoint | Sell | $100K–$250K | 4d | Dec 2 | |
| Nov 28, 2016 | FEDERATED FLoATINg RATE STRATEgIC INCoME FDJoint | Sell | $50K–$100K | 4d | Dec 2 | |
| Nov 28, 2016 | gENL MoToRS FINL Co INC 04.250% 051523Joint | Sell | $1K–$15K | 4d | Dec 2 | |
| Nov 28, 2016 | LQDiShares iBoxx $ Investment grade Corporate Bond ETF · Joint | Sell | $50K–$100K | 4d | Dec 2 | |
| Nov 28, 2016 | PFFiShares US Preferred Stock ETF · Joint | Sell | $100K–$250K | 4d | Dec 2 | |
| Nov 28, 2016 | NUVEEN HIgH YIELD MUNICIPAL BoND FUND IJoint | Sell | $50K–$100K | 4d | Dec 2 | |
| Nov 28, 2016 | VNQVanguard REIT ETF - DNQ · Joint | Sell | $15K–$50K | 4d | Dec 2 | |
| Nov 25, 2016 | CENTENE CoRP NTS B/E 05.750% 060117Joint | Sell | $15K–$50K | 7d | Dec 2 | |
| Nov 22, 2016 | ARAMARK SVCS INC NTS B/E 05.125% 011524Joint | Buy | $1K–$15K | 10d | Dec 2 | |
| Nov 22, 2016 | EL PASo PIPELINE PART oP 05.000% 100121Joint | Buy | $1K–$15K | 10d | Dec 2 | |
| Nov 21, 2016 | AMSURg CoRP NTS B/E 05.625% 071522Joint | Buy | $1K–$15K | 11d | Dec 2 | |
| Nov 21, 2016 | INFOIHS Markit Ltd. · Joint | Sell | $15K–$50K | 11d | Dec 2 | |
| Nov 21, 2016 | LEAR CoRP NTS B/E 05.250% 011525Joint | Sell | $1K–$15K | 11d | Dec 2 | |
| Nov 21, 2016 | TXNTexas Instruments Inc · Joint | Buy | $1K–$15K | 11d | Dec 2 | |
| Nov 18, 2016 | LEAR CoRP NTS B/E 05.250% 011525Joint | Sell | $1K–$15K | 14d | Dec 2 | |
| Nov 17, 2016 | ADNTAdient plc · Joint | Sell | $15K–$50K | 15d | Dec 2 | |
| Nov 17, 2016 | ADNTAdient plc · Dependent child | Sell | $1K–$15K | 15d | Dec 2 | |
| Nov 17, 2016 | ADNTAdient plc · Dependent child | Sell | $1K–$15K | 15d | Dec 2 | |
| Nov 17, 2016 | CRoWN AMER CAP CoRP NTS 04.500% 011523Joint | Buy | $1K–$15K | 15d | Dec 2 | |
| Nov 16, 2016 | HCA INC B/E 05.000% 031524Joint | Sell | $1K–$15K | 16d | Dec 2 | |
| Nov 15, 2016 | ACNAccenture plc · Joint | Buy | $1K–$15K | 17d | Dec 2 | |
| Nov 15, 2016 | CRoWN AMER CAP CoRP NTS 04.500% 011523Joint | Buy | $1K–$15K | 17d | Dec 2 | |
| Nov 15, 2016 | HSBCHSBC Holdings Plc · Joint | Buy | $15K–$50K | 17d | Dec 2 | |
| Nov 14, 2016 | RADIAN gRoUP INC NTS B/E 5.500% 060119Joint | Sell | $1K–$15K | 18d | Dec 2 | |
| Nov 10, 2016 | RADIAN gRoUP INC NTS B/E 5.500% 060119Joint | Sell | $1K–$15K | 22d | Dec 2 | |
| Nov 10, 2016 | SUNoCo LP / SUNoCo FIN 05.500% 080120Joint | Buy | $15K–$50K | 22d | Dec 2 | |
| Nov 9, 2016 | CRRFYCarrefour S A · Joint | Buy | $15K–$50K | 23d | Dec 2 | |
| Nov 9, 2016 | HCA INC B/E 05.000% 031524Joint | Sell | $1K–$15K | 23d | Dec 2 | |
| Nov 9, 2016 | SUNoCo LP / SUNoCo FIN 05.500% 080120Joint | Buy | $1K–$15K | 23d | Dec 2 | |
| Nov 8, 2016 | CRRFYCarrefour S A · Joint | Buy | $15K–$50K | 24d | Dec 2 | |
| Nov 8, 2016 | LEXEALiberty Expedia Holdings, Inc. - Series A · Joint | Sell | $1K–$15K | 24d | Dec 2 | |
| Nov 7, 2016 | LEXEALiberty Expedia Holdings, Inc. - Series A · Joint | Exchange | $1K–$15K | 25d | Dec 2 | |
| Nov 7, 2016 | LVNTALiberty Interactive Corporation - Series A Liberty Ventures · Joint | Exchange | $1K–$15K | 25d | Dec 2 | |
| Nov 7, 2016 | LVNTALiberty Interactive Corporation - Series A Liberty Ventures · Joint | Exchange | $1K–$15K | 25d | Dec 2 | |
| Nov 7, 2016 | SUMMIT MATLS LLC/FIN NTS 06.125% 071523Joint | Buy | $1K–$15K | 25d | Dec 2 | |
| Nov 4, 2016 | EADSYAirbus group Unsponsored ADR · Joint | Buy | $15K–$50K | 28d | Dec 2 | |
| Nov 4, 2016 | SUMMIT MATLS LLC/FIN NTS 06.125% 071523Joint | Buy | $1K–$15K | 28d | Dec 2 | |
| Nov 3, 2016 | NVSNovartis Ag · Joint | Sell | $15K–$50K | 29d | Dec 2 | |
| Nov 3, 2016 | VEREIT INCoRP NTS B/E 04.875% 060126Joint | Buy | $1K–$15K | 29d | Dec 2 | |
| Nov 2, 2016 | BLUE CUBE SPINCo INC NTS 10.000%Joint | Buy | $1K–$15K | 30d | Dec 2 | |
| Nov 2, 2016 | CENTURYLINK INC NTS B/E 07.500% 040124Joint | Sell | $1K–$15K | 30d | Dec 2 | |
| Nov 2, 2016 | CINEMARK INC NTS B/E 05.125% 121522Joint | Sell | $1K–$15K | 30d | Dec 2 | |
| Nov 2, 2016 | IONSIonis Pharmaceuticals Inc · Dependent child | Buy | $1K–$15K | 30d | Dec 2 | |
| Nov 2, 2016 | IONSIonis Pharmaceuticals Inc · Dependent child | Buy | $1K–$15K | 30d | Dec 2 | |
| Nov 2, 2016 | IONSIonis Pharmaceuticals Inc · Joint | Buy | $15K–$50K | 30d | Dec 2 | |
| Nov 2, 2016 | TEMPUR SEALY INTL INC 05.500% 061526Joint | Buy | $1K–$15K | 30d | Dec 2 | |
| Nov 2, 2016 | VRTXVertex Pharmaceuticals Inc · Joint | Buy | $1K–$15K | 30d | Dec 2 | |
| Nov 1, 2016 | ADNTAdient plc · Joint | Sell | $1K–$15K | 31d | Dec 2 | |
| Nov 1, 2016 | BLACKRoCK HIgH YIELD BoND IJoint | Buy | $1K–$15K | 31d | Dec 2 | |
| Nov 1, 2016 | RADIAN gRoUP INC NTS B/E 5.500% 060119Joint | Sell | $1K–$15K | 31d | Dec 2 | |
| Nov 1, 2016 | VRTXVertex Pharmaceuticals Inc · Joint | Buy | $1K–$15K | 31d | Dec 2 | |
| Oct 31, 2016 | CENTURYLINK INC NTS B/E 07.500% 040124Joint | Sell | $1K–$15K | 32d | Dec 2 | |
| Oct 31, 2016 | CINEMARK INC NTS B/E 05.125% 121522Joint | Sell | $1K–$15K | 32d | Dec 2 | |
| Oct 31, 2016 | ADNTAdient plc · Joint | Exchange | $15K–$50K | 7d | Nov 7 | |
| Oct 31, 2016 | ADNTAdient plc · Dependent child | Exchange | $1K–$15K | 7d | Nov 7 | |
| Oct 31, 2016 | ADNTAdient plc · Dependent child | Exchange | $1K–$15K | 7d | Nov 7 | |
| Oct 28, 2016 | LIFEPoINT HoSP INC NTS 05.875% 120123Joint | Sell | $1K–$15K | 10d | Nov 7 | |
| Oct 27, 2016 | CINEMARK INC NTS B/E 05.125% 121522Joint | Sell | $1K–$15K | 11d | Nov 7 | |
| Oct 27, 2016 | LKQ CoRP NTS B/E 04.750% 051523Joint | Buy | $1K–$15K | 11d | Nov 7 | |
| Oct 26, 2016 | DNHBYDNB ASA SPoNSoRED ADR Representing 10 · Joint | Buy | $1K–$15K | 12d | Nov 7 | |
| Oct 26, 2016 | SEAgATE HDD CAYMAN B/E 04.750% 010125Joint | Buy | $1K–$15K | 12d | Nov 7 | |
| Oct 25, 2016 | AEGAegon Ltd. · Joint | Buy | $1K–$15K | 13d | Nov 7 | |
| Oct 25, 2016 | SEAgATE HDD CAYMAN B/E 04.750% 010125Joint | Buy | $1K–$15K | 13d | Nov 7 | |
| Oct 25, 2016 | TEMPUR SEALY INTL INC 05.500% 061526Joint | Buy | $1K–$15K | 13d | Nov 7 | |
| Oct 24, 2016 | TENET HEALTHCARE CoRP 08.125% 040122Joint | Sell | $1K–$15K | 14d | Nov 7 | |
| Oct 21, 2016 | DNHBYDNB ASA SPoNSoRED ADR Representing 10 · Joint | Buy | $1K–$15K | 17d | Nov 7 | |
| Oct 21, 2016 | TEMPUR SEALY INTL INC 05.500% 061526Joint | Buy | $1K–$15K | 17d | Nov 7 | |
| Oct 21, 2016 | TENET HEALTHCARE CoRP 08.125% 040122Joint | Sell | $1K–$15K | 17d | Nov 7 | |
| Oct 20, 2016 | CHLChina Mobile Limited · Joint | Buy | $1K–$15K | 18d | Nov 7 | |
| Oct 20, 2016 | DNHBYDNB ASA SPoNSoRED ADR Representing 10 · Joint | Buy | $1K–$15K | 18d | Nov 7 | |
| Oct 20, 2016 | TENET HEALTHCARE CoRP 08.125% 040122Joint | Sell | $1K–$15K | 18d | Nov 7 | |
| Oct 20, 2016 | TENET HEALTHCARE CoRP 08.125% 040122Joint | Sell | $1K–$15K | 18d | Nov 7 | |
| Oct 19, 2016 | RADIAN gRoUP INC NTS B/E 5.500% 060119Joint | Sell | $1K–$15K | 19d | Nov 7 | |
| Oct 18, 2016 | EADSYAirbus group Unsponsored ADR · Joint | Buy | $15K–$50K | 20d | Nov 7 | |
| Oct 18, 2016 | SPRINgLEAF FIN CoRP NTS 08.250% 121520Joint | Buy | $1K–$15K | 20d | Nov 7 | |
| Oct 18, 2016 | SPRINT CAPITAL CoRP 06.900% 050119Joint | Sell | $1K–$15K | 20d | Nov 7 | |
| Oct 17, 2016 | ERICEricsson Lm Telephone Co · Joint | Sell | $1K–$15K | 21d | Nov 7 | |
| Oct 14, 2016 | CLColgate Palmolive Co · Joint | Sell | $15K–$50K | 24d | Nov 7 | |
| Oct 14, 2016 | CVSCVS HEALTH Corp · Joint | Buy | $100K–$250K | 24d | Nov 7 | |
| Oct 14, 2016 | CVSCVS HEALTH Corp · Dependent child | Buy | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | CVSCVS HEALTH Corp · Dependent child | Buy | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | CBChubb Ltd · Joint | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | INTCIntel Corp · Dependent child | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | INTCIntel Corp · Dependent child | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | IVZInvesco Ltd. · Dependent child | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | IVZInvesco Ltd. · Dependent child | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | MDTMedtronic plc · Joint | Sell | $15K–$50K | 24d | Nov 7 | |
| Oct 14, 2016 | MSFTMicrosoft Corporation · Dependent child | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | JWNNordstrom, Inc. · Joint | Sell | $50K–$100K | 24d | Nov 7 | |
| Oct 14, 2016 | NVSNovartis Ag · Joint | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 14, 2016 | ROKRockwell Automation, Inc · Joint | Sell | $1K–$15K | 24d | Nov 7 | |
| Oct 13, 2016 | BBVABanco Bilbao Vizcaya Argentaria, S.A. · Joint | Buy | $1K–$15K | 25d | Nov 7 | |
| Oct 13, 2016 | BLUE CUBE SPINCo INC NTS 10.000% 101525Joint | Buy | $1K–$15K | 25d | Nov 7 | |
| Oct 13, 2016 | EONGYE.On Se · Joint | Buy | $1K–$15K | 25d | Nov 7 | |
| Oct 13, 2016 | JBAXYJulius Baer group Ltd Unsponsored ADR · Joint | Buy | $1K–$15K | 25d | Nov 7 | |
| Oct 13, 2016 | MgIC INVMT CoRP NTS B/E 05.750% 081523Joint | Buy | $1K–$15K | 25d | Nov 7 | |
| Oct 13, 2016 | SCGLYSociete generale France Sponsored ADR (SCgLY) · Joint | Buy | $1K–$15K | 25d | Nov 7 | |
| Oct 13, 2016 | VODVodafone Group Public Ltd Co · Joint | Sell | $15K–$50K | 25d | Nov 7 | |
| Oct 12, 2016 | CoNTINENTAL RESoURCES 05.000% 091522Joint | Sell | $1K–$15K | 26d | Nov 7 | |
| Oct 12, 2016 | ERICEricsson Lm Telephone Co · Joint | Sell | $15K–$50K | 26d | Nov 7 | |
| Oct 12, 2016 | SABINE PASS LIQUEFACTIoN 05.625% 030125Joint | Buy | $15K–$50K | 26d | Nov 7 | |
| Oct 12, 2016 | TOTTotal S.A. (ToT) · Joint | Buy | $15K–$50K | 26d | Nov 7 | |
| Oct 11, 2016 | HERTZ CoRP NTS B/E 06.750% 041519Joint | Sell | $15K–$50K | 27d | Nov 7 | |
| Oct 11, 2016 | RICE ENERgY INC NTS B/E 06.250% 050122Joint | Buy | $1K–$15K | 27d | Nov 7 | |
| Oct 10, 2016 | NGGNational Grid Plc · Joint | Sell | $15K–$50K | 28d | Nov 7 | |
| Oct 10, 2016 | UNRDYUnibail-Rodamco SE Unsponsored ADR · Joint | Sell | $15K–$50K | 28d | Nov 7 | |
| Oct 7, 2016 | CIT gRoUP INC B/E 05.250% 031518Joint | Sell | $1K–$15K | 31d | Nov 7 | |
| Oct 6, 2016 | CoNTINENTAL RESoURCES 05.000% 091522Joint | Sell | $1K–$15K | 32d | Nov 7 | |
| Oct 6, 2016 | ERICEricsson Lm Telephone Co · Joint | Buy | $1K–$15K | 32d | Nov 7 | |
| Oct 6, 2016 | LKQ CoRP NTS B/E 04.750% 051523Joint | Buy | $1K–$15K | 32d | Nov 7 | |
| Oct 6, 2016 | RICE ENERgY INC NTS B/E 06.250% 050122Joint | Buy | $1K–$15K | 32d | Nov 7 | |
| Oct 5, 2016 | CHLChina Mobile Limited · Joint | Buy | $15K–$50K | 33d | Nov 7 | |
| Oct 5, 2016 | CoNTINENTAL RESoURCES 05.000% 091522Joint | Sell | $1K–$15K | 33d | Nov 7 | |
| Oct 5, 2016 | gLP CAP L P / gLP FINg 04.875% 110120Joint | Sell | $15K–$50K | 33d | Nov 7 | |
| Oct 5, 2016 | HCA INC B/E 05.875% 021526 DTD111315Joint | Buy | $15K–$50K | 33d | Nov 7 | |
| Oct 4, 2016 | DYNEgY INC NTS B/E 06.750% 110119Joint | Sell | $1K–$15K | 34d | Nov 7 | |
| Oct 3, 2016 | BLACKRoCK HIgH YIELD BoND IJoint | Buy | $1K–$15K | 35d | Nov 7 | |
| Oct 3, 2016 | DYNEgY INC NTS B/E 06.750% 110119 DTD050115Joint | Sell | $1K–$15K | 35d | Nov 7 | |
| Oct 3, 2016 | VODVodafone Group Public Ltd Co · Joint | Sell | $15K–$50K | 35d | Nov 7 | |
| Sep 30, 2016 | CBS oUTDooR AMERICAS 05.625% 021524Joint | Buy | $1K–$15K | 38d | Nov 7 | |
| Sep 30, 2016 | CIT gRoUP INC B/E 05.250% 031518Joint | Sell | $1K–$15K | 38d | Nov 7 | |
| Sep 30, 2016 | DYNEgY INC NTS B/E 06.750% 110119 DTD050115Joint | Sell | $1K–$15K | 38d | Nov 7 | |
| Sep 30, 2016 | IWFiShares Russell 1000 growth ETF · Joint | Buy | $1K–$15K | 38d | Nov 7 | |
| Sep 30, 2016 | IWDiShares Russell 1000 Value ETF · Joint | Buy | $1K–$15K | 38d | Nov 7 | |
| Sep 29, 2016 | AEXAYAtos origin SA Unsponsored ADR · Joint | Sell | $1K–$15K | 39d | Nov 7 | |
| Sep 29, 2016 | DYNEgY INC NTS B/E 06.750% 110119Joint | Sell | $1K–$15K | 39d | Nov 7 | |
| Sep 28, 2016 | DYNEgY INC NTS B/E 06.750% 110119Joint | Sell | $1K–$15K | 40d | Nov 7 | |
| Sep 27, 2016 | DIAMoNDBACK ENERgY INC 07.625% 100121Joint | Sell | $1K–$15K | 41d | Nov 7 | |
| Sep 27, 2016 | TRIBUNE MEDIA Co NTS B/E 05.875% 071522Joint | Buy | $1K–$15K | 41d | Nov 7 | |
| Sep 26, 2016 | CIT gRoUP INC B/E 05.250% 031518Joint | Sell | $1K–$15K | 42d | Nov 7 | |
| Sep 26, 2016 | TRIBUNE MEDIA Co NTS B/E 05.875% 071522Joint | Buy | $1K–$15K | 42d | Nov 7 | |
| Sep 26, 2016 | VOEVanguard Mid-Cap Value ETF - DNQ (VoE) · Joint | Buy | $1K–$15K | 42d | Nov 7 | |
| Sep 26, 2016 | VBVanguard Small-Cap ETF - DNQ · Joint | Buy | $1K–$15K | 42d | Nov 7 | |
| Sep 23, 2016 | CIT gRoUP INC B/E 05.250% 031518Joint | Sell | $1K–$15K | 45d | Nov 7 | |
| Sep 22, 2016 | CIT gRoUP INC B/E 05.250% 031518Joint | Sell | $1K–$15K | 46d | Nov 7 | |
| Sep 22, 2016 | SPRINgLEAF FIN CoRP NTS 08.250% 121520Joint | Buy | $1K–$15K | 46d | Nov 7 | |
| Sep 21, 2016 | CSC HLDgS INC NTS 06.750% 111521Joint | Buy | $1K–$15K | 47d | Nov 7 | |
| Sep 20, 2016 | AEGAegon Ltd. · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | ALPMYAstellas Pharma Inc Unsponsored ADR · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | EONGYE.On Se · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | ENgIE SPoN ADRJoint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | ERICEricsson Lm Telephone Co · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | ISNPYIntesa Sanpaolo S.P.A. Sponsored ADR · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | MZDAYMazda Motor Corp Unsponsored ADR · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | MITEYMitsubishi Estate Co Ltd American Depositary Shares · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | MRAAYMurata Manufacturing Co Ltd Unsponsored ADR · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | NGGNational Grid Plc · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | NATIoNSTAR MoRTgAgE LLC 06.500% 080118Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | RHHBYRoche Holdings Ag Basel American Depositary Shares · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | RDSMYRoyal DSM NV Sponsored ADR · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | KKPNYRoyal KPN N.V. · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | SLBSLB Limited · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | SOMLYSecom Co Ltd American Depositary Shares (SoMLY) · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | SNNSmith & Nephew Plc · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | VIVHYVivendi SA Unsponsored ADR · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 20, 2016 | VODVodafone Group Public Ltd Co · Joint | Buy | $1K–$15K | 48d | Nov 7 | |
| Sep 19, 2016 | CBS oUTDooR AMERICAS 05.625% 021524Joint | Buy | $1K–$15K | 49d | Nov 7 | |
| Sep 19, 2016 | VEAVanguard FTSE Developed Markets ETF · Joint | Buy | $1K–$15K | 49d | Nov 7 | |
| Sep 16, 2016 | CBS oUTDooR AMERICAS 05.625% 021524Joint | Buy | $1K–$15K | 52d | Nov 7 | |
| Sep 16, 2016 | CoMMUNITY HEALTH SYSTEMS 07.125% 071520Joint | Sell | $15K–$50K | 52d | Nov 7 | |
| Sep 16, 2016 | MCDMcdonalds Corp · Joint | Buy | $1K–$15K | 52d | Nov 7 | |
| Sep 15, 2016 | CELANESE US HoLDINgS LLC 05.875% 061521Joint | Sell | $1K–$15K | 53d | Nov 7 | |
| Sep 15, 2016 | NEENextera Energy Inc · Joint | Buy | $1K–$15K | 53d | Nov 7 | |
| Sep 14, 2016 | CELANESE US HoLDINgS LLC 05.875% 061521Joint | Sell | $1K–$15K | 54d | Nov 7 | |
| Sep 13, 2016 | BBLBHP Billiton plc Sponsored ADR · Joint | Buy | $15K–$50K | 55d | Nov 7 | |
| Sep 13, 2016 | CELANESE US HoLDINgS LLC 05.875% 061521Joint | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | FCXFreeport-Mcmoran Inc · Dependent child | Buy | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | FCXFreeport-Mcmoran Inc · Dependent child | Buy | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | INTCIntel Corp · Dependent child | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | INTCIntel Corp · Joint | Sell | $15K–$50K | 55d | Nov 7 | |
| Sep 13, 2016 | IVZInvesco Ltd. · Joint | Sell | $15K–$50K | 55d | Nov 7 | |
| Sep 13, 2016 | IVZInvesco Ltd. · Dependent child | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | MMCMarsh & McLennan Companies, Inc. · Joint | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | MSFTMicrosoft Corporation · Joint | Sell | $15K–$50K | 55d | Nov 7 | |
| Sep 13, 2016 | JWNNordstrom, Inc. · Joint | Buy | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | JWNNordstrom, Inc. · Joint | Sell | $15K–$50K | 55d | Nov 7 | |
| Sep 13, 2016 | JWNNordstrom, Inc. · Dependent child | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | JWNNordstrom, Inc. · Dependent child | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | NVSNovartis Ag · Joint | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | PXPraxair, Inc. · Joint | Buy | $100K–$250K | 55d | Nov 7 | |
| Sep 13, 2016 | PXPraxair, Inc. · Dependent child | Buy | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | PXPraxair, Inc. · Dependent child | Buy | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | SPRINgLEAF FIN CoRP NTS 08.250% 121520Joint | Buy | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | TXNTexas Instruments Inc · Joint | Sell | $15K–$50K | 55d | Nov 7 | |
| Sep 13, 2016 | UNPUnion Pacific Corp · Joint | Sell | $1K–$15K | 55d | Nov 7 | |
| Sep 13, 2016 | WFTWeatherford International plc · Dependent child | Buy | $1K–$15K | 55d | Nov 7 | |
| Sep 12, 2016 | ROKRockwell Automation, Inc · Joint | Buy | $1K–$15K | 56d | Nov 7 | |
| Sep 12, 2016 | SPRINgLEAF FIN CoRP NTS 08.250% 121520Joint | Buy | $1K–$15K | 56d | Nov 7 | |
| Sep 12, 2016 | WFTWeatherford International plc · Dependent child | Buy | $1K–$15K | 56d | Nov 7 | |
| Sep 12, 2016 | WFTWeatherford International plc · Dependent child | Buy | $1K–$15K | 56d | Nov 7 | |
| Sep 12, 2016 | WFTWeatherford International plc · Joint | Buy | $1K–$15K | 56d | Nov 7 | |
| Sep 9, 2016 | CELANESE US HoLDINgS LLC 05.875% 061521Joint | Sell | $1K–$15K | 59d | Nov 7 | |
| Sep 9, 2016 | XOMExxonMobil Holdings Corp · Joint | Buy | $1K–$15K | 59d | Nov 7 | |
| Sep 8, 2016 | gENERAL MoToRS FINL Co 03.250% 051518Joint | Sell | $1K–$15K | 60d | Nov 7 | |
| Sep 8, 2016 | MSFTMicrosoft Corporation · Joint | Buy | $1K–$15K | 60d | Nov 7 | |
| Sep 7, 2016 | SPRINgLEAF FIN CoRP NTS 08.250% 121520Joint | Buy | $1K–$15K | 61d | Nov 7 | |
| Sep 6, 2016 | ISTAR FINANCIAL INC NTS 05.000% 070119Joint | Buy | $1K–$15K | 62d | Nov 7 | |
| Sep 6, 2016 | JCIJohnson Controls International plc · Joint | Exchange | $100K–$250K | 62d | Nov 7 | |
| Sep 6, 2016 | JCIJohnson Controls International plc · Dependent child | Exchange | $1K–$15K | 62d | Nov 7 | |
| Sep 6, 2016 | JCIJohnson Controls International plc · Dependent child | Exchange | $1K–$15K | 62d | Nov 7 | |
| Sep 6, 2016 | Johnson Controls, Inc.Joint | Exchange | $100K–$250K | 62d | Nov 7 | |
| Sep 2, 2016 | IVZInvesco Ltd. · Joint | Buy | $1K–$15K | 66d | Nov 7 | |
| Sep 2, 2016 | JCIJohnson Controls International plc · Joint | Exchange | $50K–$100K | 66d | Nov 7 | |
| Sep 2, 2016 | JCIJohnson Controls International plc · Dependent child | Exchange | $1K–$15K | 66d | Nov 7 | |
| Sep 2, 2016 | JCIJohnson Controls International plc · Dependent child | Exchange | $1K–$15K | 66d | Nov 7 | |
| Sep 2, 2016 | TYCTyco International plc · Joint | Exchange | $50K–$100K | 66d | Nov 7 | |
| Sep 2, 2016 | TYCTyco International plc · Dependent child | Exchange | $1K–$15K | 66d | Nov 7 | |
| Sep 2, 2016 | TYCTyco International plc · Dependent child | Exchange | $1K–$15K | 66d | Nov 7 | |
| Sep 2, 2016 | WGPWestern gas Equity Partners, LP Common Units Representing Limited Partner Interests (WgP) · Joint | Buy | $15K–$50K | 66d | Nov 7 | |
| Sep 1, 2016 | FUNSix Flags Entertainment Corporation · Joint | Sell | $15K–$50K | 67d | Nov 7 | |
| Sep 1, 2016 | gENERAL MoToRS FINL Co 03.250% 051518Joint | Sell | $1K–$15K | 67d | Nov 7 | |
| Sep 1, 2016 | INTCIntel Corp · Joint | Buy | $1K–$15K | 67d | Nov 7 | |
| Sep 1, 2016 | OKEOneok Inc · Joint | Sell | $15K–$50K | 67d | Nov 7 | |
| Sep 1, 2016 | WGPWestern gas Equity Partners, LP Common Units Representing Limited Partner Interests (WgP) · Joint | Buy | $15K–$50K | 67d | Nov 7 | |
| Aug 31, 2016 | CELANESE US HoLDINgS LLC 05.875% 061521Joint | Sell | $1K–$15K | 10d | Sep 10 | |
| Aug 31, 2016 | IFNNYInfineon Technologies Ag · Joint | Sell | $1K–$15K | 10d | Sep 10 | |
| Aug 30, 2016 | IFNNYInfineon Technologies Ag · Joint | Sell | $15K–$50K | 11d | Sep 10 | |
| Aug 29, 2016 | IFNNYInfineon Technologies Ag · Joint | Sell | $15K–$50K | 12d | Sep 10 | |
| Aug 29, 2016 | WPPGYWPP plc - American Depositary Shares each representing five ordinary Shares (WPPgY) · Joint | Sell | $1K–$15K | 12d | Sep 10 | |
| Aug 26, 2016 | WPPGYWPP plc - American Depositary Shares each representing five ordinary Shares (WPPgY) · Joint | Sell | $15K–$50K | 15d | Sep 10 | |
| Aug 25, 2016 | NEW JERSEY ST EDU FAC AU RV SER A FSA b/E/R/ 5 DUE 090116Joint | Sell | $15K–$50K | 16d | Sep 10 | |
| Aug 23, 2016 | gENERAL MoToRS FINL Co 03.250% 051518Joint | Sell | $1K–$15K | 18d | Sep 10 | |
| Aug 23, 2016 | SLBSLB Limited · Joint | Buy | $1K–$15K | 18d | Sep 10 | |
| Aug 23, 2016 | VEREIT INCoRP NTS b/E 04.875% 060126Joint | Buy | $15K–$50K | 18d | Sep 10 | |
| Aug 22, 2016 | LIFEPoINT HoSP INC NTS 05.875% 120123Joint | Buy | $1K–$15K | 19d | Sep 10 | |
| Aug 19, 2016 | CAMDEN Co NJ IMPT AUTH SR A RV bE/R/ 5 DUE 011540Joint | Buy | $100K–$250K | 22d | Sep 10 | |
| Aug 19, 2016 | CRoWN CASTLE INTL CoRP 04.875% 041522Joint | Sell | $1K–$15K | 22d | Sep 10 | |
| Aug 19, 2016 | gENERAL MoToRS FINL Co 03.250% 051518Joint | Sell | $1K–$15K | 22d | Sep 10 | |
| Aug 19, 2016 | JCIJohnson Controls International plc · Joint | Buy | $1K–$15K | 22d | Sep 10 | |
| Aug 19, 2016 | UNITED RENTALS NA INC 07.375% 051520Joint | Sell | $1K–$15K | 22d | Sep 10 | |
| Aug 18, 2016 | ISTAR INC NTS b/E 06.500% 070121Joint | Buy | $1K–$15K | 23d | Sep 10 | |
| Aug 17, 2016 | AEXAYAtos origin SA Unsponsored ADR · Joint | Sell | $1K–$15K | 24d | Sep 10 | |
| Aug 17, 2016 | RDSMYRoyal DSM NV Sponsored ADR · Joint | Sell | $1K–$15K | 24d | Sep 10 | |
| Aug 16, 2016 | CENTURYLINK INC NTS b/E 07.500% 040124Joint | Buy | $1K–$15K | 25d | Sep 10 | |
| Aug 15, 2016 | CbS oUTDooR AMERICAS 05.625% 021524Joint | Buy | $1K–$15K | 26d | Sep 10 | |
| Aug 15, 2016 | CRoWN CASTLE INTL CoRP 04.875% 041522Joint | Sell | $15K–$50K | 26d | Sep 10 | |
| Aug 15, 2016 | gENERAL MoToRS FINL Co 03.250% 051518Joint | Sell | $1K–$15K | 26d | Sep 10 | |
| Aug 12, 2016 | AZNAstrazeneca Plc · Joint | Sell | $15K–$50K | 29d | Sep 10 | |
| Aug 10, 2016 | CHEMoURS Co LLC NTS b/E 06.625% 051523Joint | Buy | $1K–$15K | 31d | Sep 10 | |
| Aug 10, 2016 | ENgIE SPoN ADRJoint | Buy | $1K–$15K | 31d | Sep 10 | |
| Aug 10, 2016 | MgIC INVMT CoRP NTS b/E 05.750% 081523Joint | Buy | $1K–$15K | 31d | Sep 10 | |
| Aug 9, 2016 | ENgIE SPoN ADRJoint | Buy | $15K–$50K | 32d | Sep 10 | |
| Aug 8, 2016 | MgIC INVMT CoRP NTS b/E 05.750% 081523Joint | Buy | $1K–$15K | 33d | Sep 10 | |
| Aug 5, 2016 | MgIC INVMT CoRP NTS b/E 05.750% 081523Joint | Buy | $1K–$15K | 36d | Sep 10 | |
| Aug 5, 2016 | NGGNational Grid Plc · Joint | Sell | $15K–$50K | 36d | Sep 10 | |
| Aug 3, 2016 | PoST HLDgS INC NTS 07.375% 021522Joint | Sell | $15K–$50K | 38d | Sep 10 | |
| Aug 3, 2016 | RANgE RESoURCES CoRP NTS 05.000% 031523Joint | Sell | $1K–$15K | 38d | Sep 10 | |
| Aug 1, 2016 | bLACKRoCK HIgH YIELD boND IJoint | Buy | $1K–$15K | 40d | Sep 10 | |
| Aug 1, 2016 | CLIFToN NJ gEN CIFg PREF oID99.626bE/R/ 4.3 080124Joint | Sell | $50K–$100K | 40d | Sep 10 | |
| Jul 28, 2016 | INTL LEASE FIN CoRP NTS 08.250% 121520Joint | Sell | $1K–$15K | 9d | Aug 6 | |
| Jul 27, 2016 | ALPMYAstellas Pharma Inc Unsponsored ADR · Joint | Buy | $1K–$15K | 10d | Aug 6 | |
| Jul 27, 2016 | CSC HLDgS INC NTS 06.750% 111521Joint | Buy | $15K–$50K | 10d | Aug 6 | |
| Jul 26, 2016 | ALPMYAstellas Pharma Inc Unsponsored ADR · Joint | Buy | $15K–$50K | 11d | Aug 6 | |
| Jul 25, 2016 | ANgEL oAK MULTI-STRATEgY INCoME FUND CLASS INSTLJoint | Sell | $15K–$50K | 12d | Aug 6 | |
| Jul 25, 2016 | bLACKRoCK HIgH YIELD boND IJoint | Sell | $15K–$50K | 12d | Aug 6 | |
| Jul 25, 2016 | DoUbLE LINE ToTAL RETURN FUND INSTLJoint | Sell | $15K–$50K | 12d | Aug 6 | |
| Jul 25, 2016 | FEDERATED FLoATINg RATE STRATEgIC INCoME FD CLJoint | Sell | $15K–$50K | 12d | Aug 6 | |
| Jul 25, 2016 | IEMGiShares Core MSCI Emerging Markets ETF (IEMg) · Joint | Sell | $100K–$250K | 12d | Aug 6 | |
| Jul 25, 2016 | LQDiShares iboxx $ Investment grade Corporate bond ETF · Joint | Sell | $15K–$50K | 12d | Aug 6 | |
| Jul 25, 2016 | IWFiShares Russell 1000 growth ETF · Joint | Sell | $100K–$250K | 12d | Aug 6 | |
| Jul 25, 2016 | IWDiShares Russell 1000 Value ETF · Joint | Sell | $100K–$250K | 12d | Aug 6 | |
| Jul 25, 2016 | PFFiShares US Preferred Stock ETF · Joint | Sell | $15K–$50K | 12d | Aug 6 | |
| Jul 25, 2016 | NUVEEN HIgH YIELD MUNICIPAL boND FUND IJoint | Sell | $15K–$50K | 12d | Aug 6 | |
| Jul 25, 2016 | VEAVanguard FTSE Developed Markets ETF · Joint | Sell | $250K–$500K | 12d | Aug 6 | |
| Jul 25, 2016 | VOTVanguard Mid-Cap growth ETF - DNQ (VoT) · Joint | Sell | $50K–$100K | 12d | Aug 6 | |
| Jul 25, 2016 | VOEVanguard Mid-Cap Value ETF - DNQ (VoE) · Joint | Sell | $50K–$100K | 12d | Aug 6 | |
| Jul 25, 2016 | VNQVanguard REIT ETF - DNQ · Joint | Sell | $1K–$15K | 12d | Aug 6 | |
| Jul 25, 2016 | VBVanguard Small-Cap ETF - DNQ (Vb) · Joint | Sell | $50K–$100K | 12d | Aug 6 | |
| Jul 22, 2016 | AMERIgAS PARTNER b/E 05.875% 082026Joint | Buy | $1K–$15K | 15d | Aug 6 | |
| Jul 22, 2016 | RICE ENERgY INC NTS b/E 06.250%Joint | Buy | $1K–$15K | 15d | Aug 6 | |
| Jul 21, 2016 | AHEXYAdecco SA Unsponsored ADR · Joint | Buy | $1K–$15K | 16d | Aug 6 | |
| Jul 20, 2016 | DPMDCP Midstream Partners, LP DCP Midstream Partnership, LP Common Units · Joint | Buy | $50K–$100K | 17d | Aug 6 | |
| Jul 20, 2016 | NEPNextEra Energy Partners, LP Common Units representing limited partner interests · Joint | Buy | $15K–$50K | 17d | Aug 6 | |
| Jul 20, 2016 | OKEOneok Inc · Joint | Sell | $50K–$100K | 17d | Aug 6 | |
| Jul 19, 2016 | THE MEN'S WEARHoUSE INC 07.000% 070122Joint | Buy | $1K–$15K | 18d | Aug 6 | |
| Jul 15, 2016 | CHATHAMS NJ S/D FSA b/E . /R/ 4.25 071522Joint | Sell | $15K–$50K | 22d | Aug 6 | |
| Jul 15, 2016 | SPRINT CAPITAL CoRP 06.900% 050119Joint | Buy | $1K–$15K | 22d | Aug 6 | |
| Jul 13, 2016 | AHEXYAdecco SA Unsponsored ADR · Joint | Buy | $1K–$15K | 24d | Aug 6 | |
| Jul 13, 2016 | INFOIHS Markit Ltd. · Joint | Exchange | $15K–$50K | 24d | Aug 6 | |
| Jul 13, 2016 | MRKTMarkit Ltd. · Joint | Exchange | $15K–$50K | 24d | Aug 6 | |
| Jul 12, 2016 | IWFiShares Russell 1000 growth ETF · Joint | Buy | $1K–$15K | 25d | Aug 6 | |
| Jul 12, 2016 | IWDiShares Russell 1000 Value ETF · Joint | Buy | $1K–$15K | 25d | Aug 6 | |
| Jul 8, 2016 | AHEXYAdecco SA Unsponsored ADR · Joint | Buy | $15K–$50K | 29d | Aug 6 | |
| Jul 8, 2016 | MARKWEST ENERgY NTS b/E 05.500% 021523Joint | Sell | $15K–$50K | 29d | Aug 6 | |
| Jul 6, 2016 | AMERIgAS PARTNER b/E 05.875% 082026Joint | Buy | $1K–$15K | 31d | Aug 6 | |
| Jul 6, 2016 | MARKWEST ENERgY NTS b/E 05.500% 021523Joint | Sell | $1K–$15K | 31d | Aug 6 | |
| Jul 5, 2016 | ADDYYadidas Ag Sponsored ADR · Joint | Sell | $15K–$50K | 32d | Aug 6 | |
| Jul 1, 2016 | bLACKRoCK HIgH YIELD boND IJoint | Buy | $1K–$15K | 36d | Aug 6 | |
| Jun 29, 2016 | SPRINT NEXTEL CoRP B/E 06.000% 111522Joint | Sell | $1K–$15K | 9d | Jul 8 | |
| Jun 29, 2016 | UNHUnitedhealth Group Inc · Dependent child | Sell | $1K–$15K | 9d | Jul 8 | |
| Jun 28, 2016 | AMAntero Midstream Corp · Joint | Buy | $50K–$100K | 10d | Jul 8 | |
| Jun 28, 2016 | CPGXColumbia Pipeline group, Inc. (CPgX) · Joint | Sell | $50K–$100K | 10d | Jul 8 | |
| Jun 28, 2016 | EQGPEQT gP Holdings, LP Common Units representing limited partner interests (EQgP) · Joint | Buy | $15K–$50K | 10d | Jul 8 | |
| Jun 28, 2016 | IEMGiShares Core MSCI Emerging Markets ETF (IEMg) · Joint | Buy | $1K–$15K | 10d | Jul 8 | |
| Jun 23, 2016 | SPRINT NEXTEL CoRP B/E 06.000% 111522Joint | Sell | $1K–$15K | 15d | Jul 8 | |
| Jun 22, 2016 | PHGKoninklijke Philips Nv · Joint | Buy | $1K–$15K | 16d | Jul 8 | |
| Jun 21, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 17d | Jul 8 | |
| Jun 20, 2016 | VEAVanguard FTSE Developed Markets ETF · Joint | Buy | $1K–$15K | 18d | Jul 8 | |
| Jun 20, 2016 | VEAVanguard FTSE Developed Markets ETF | Buy | $1K–$15K | 18d | Jul 8 | |
| Jun 20, 2016 | VOEVanguard Mid-Cap Value ETF - DNQ (VoE) · Joint | Buy | $1K–$15K | 18d | Jul 8 | |
| Jun 17, 2016 | KINDRED HEALTHCARE INC 08.750% 011523Joint | Buy | $1K–$15K | 21d | Jul 8 | |
| Jun 16, 2016 | INTL LEASE FIN CoRP NTS 08.250% 121520Joint | Buy | $1K–$15K | 22d | Jul 8 | |
| Jun 15, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 23d | Jul 8 | |
| Jun 14, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 24d | Jul 8 | |
| Jun 13, 2016 | ACNAccenture plc · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | ACNAccenture plc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | ACNAccenture plc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | CLColgate Palmolive Co · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | CLColgate Palmolive Co · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | CBChubb Ltd · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | CBChubb Ltd · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | CBChubb Ltd · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | XOMExxonMobil Holdings Corp · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | XOMExxonMobil Holdings Corp · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | XOMExxonMobil Holdings Corp · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | HDHome Depot, Inc. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | HDHome Depot, Inc. · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | HDHome Depot, Inc. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | INTCIntel Corp · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | INTCIntel Corp · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | INTCIntel Corp · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | IVZInvesco Ltd. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | IVZInvesco Ltd. · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | IVZInvesco Ltd. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | JCIJohnson Controls International plc · Joint | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | MMCMarsh & McLennan Companies, Inc. · Joint | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | MMCMarsh & McLennan Companies, Inc. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | MMCMarsh & McLennan Companies, Inc. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | MCDMcdonalds Corp · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | MCDMcdonalds Corp · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | MDTMedtronic plc · Joint | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | MSFTMicrosoft Corporation · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | MSFTMicrosoft Corporation · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | MSFTMicrosoft Corporation · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | NEENextera Energy Inc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | NEENextera Energy Inc · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | NEENextera Energy Inc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | JWNNordstrom, Inc. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | JWNNordstrom, Inc. · Joint | Buy | $50K–$100K | 25d | Jul 8 | |
| Jun 13, 2016 | JWNNordstrom, Inc. · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | NVSNovartis Ag · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | NVSNovartis Ag · Joint | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | NVSNovartis Ag · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | ROKRockwell Automation, Inc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | ROKRockwell Automation, Inc · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | ROKRockwell Automation, Inc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | SCHDSchwab U.S. Dividend Equity ETF · Dependent child | Sell | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | SCHDSchwab U.S. Dividend Equity ETF · Dependent child | Sell | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | SCHDSchwab U.S. Dividend Equity ETF · Joint | Sell | $100K–$250K | 25d | Jul 8 | |
| Jun 13, 2016 | TXNTexas Instruments Inc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | TXNTexas Instruments Inc · Joint | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | TXNTexas Instruments Inc · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | UNPUnion Pacific Corp · Joint | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | VFCV F Corp · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | VFCV F Corp · Joint | Buy | $15K–$50K | 25d | Jul 8 | |
| Jun 13, 2016 | VFCV F Corp · Dependent child | Buy | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | VIGVanguard Div Appreciation ETF - DNQ (VIg) · Joint | Sell | $100K–$250K | 25d | Jul 8 | |
| Jun 13, 2016 | VIGVanguard Div Appreciation ETF - DNQ (VIg) · Dependent child | Sell | $1K–$15K | 25d | Jul 8 | |
| Jun 13, 2016 | VIGVanguard Div Appreciation ETF - DNQ (VIg) · Dependent child | Sell | $1K–$15K | 25d | Jul 8 | |
| Jun 10, 2016 | CoMMUNITY HEALTH SYSTEMS 05.125% 080121Joint | Buy | $1K–$15K | 28d | Jul 8 | |
| Jun 10, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 28d | Jul 8 | |
| Jun 10, 2016 | MARKWEST ENERgY NTS B/E 05.500% 021523Joint | Sell | $1K–$15K | 28d | Jul 8 | |
| Jun 9, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 29d | Jul 8 | |
| Jun 9, 2016 | KINDRED HEALTHCARE INC 08.750% 011523Joint | Buy | $1K–$15K | 29d | Jul 8 | |
| Jun 7, 2016 | DBSDYDbs group Holdings Ltd ord American Depositary Shares · Joint | Buy | $1K–$15K | 31d | Jul 8 | |
| Jun 6, 2016 | DBSDYDbs group Holdings Ltd ord American Depositary Shares · Joint | Buy | $1K–$15K | 32d | Jul 8 | |
| Jun 3, 2016 | CoMMUNITY HEALTH SYSTEMS 05.125% 080121Joint | Buy | $1K–$15K | 35d | Jul 8 | |
| Jun 3, 2016 | DBSDYDbs group Holdings Ltd ord American Depositary Shares · Joint | Buy | $1K–$15K | 35d | Jul 8 | |
| Jun 3, 2016 | IVZInvesco Ltd. · Joint | Buy | $1K–$15K | 35d | Jul 8 | |
| Jun 2, 2016 | DBSDYDbs group Holdings Ltd ord American Depositary Shares · Joint | Buy | $1K–$15K | 36d | Jul 8 | |
| Jun 2, 2016 | DYNEgY INC NTS B/E 06.750%Joint | Buy | $1K–$15K | 36d | Jul 8 | |
| Jun 2, 2016 | ISNPYIntesa Sanpaolo S.P.A. Sponsored ADR · Joint | Buy | $1K–$15K | 36d | Jul 8 | |
| Jun 2, 2016 | LEVEL 3 FINg INC NTS B/E 05.375% 050125Joint | Buy | $1K–$15K | 36d | Jul 8 | |
| Jun 1, 2016 | D.R. HoRToN INC B/E 05.750% 081523Joint | Buy | $1K–$15K | 37d | Jul 8 | |
| Jun 1, 2016 | DYNEgY INC NTS B/E 06.750% 110119Joint | Buy | $1K–$15K | 37d | Jul 8 | |
| Jun 1, 2016 | DYNEgY INC NTS B/E 06.750% 110119 DTD050115Joint | Buy | $1K–$15K | 37d | Jul 8 | |
| Jun 1, 2016 | INTCIntel Corp · Joint | Buy | $1K–$15K | 37d | Jul 8 | |
| Jun 1, 2016 | ISNPYIntesa Sanpaolo S.P.A. Sponsored ADR · Joint | Buy | $1K–$15K | 37d | Jul 8 | |
| Jun 1, 2016 | LEVEL 3 FINg INC NTS B/E 05.375% 050125Joint | Buy | $1K–$15K | 37d | Jul 8 | |
| May 26, 2016 | CENTENE CoRP NTS B/E 04.750% 051522Joint | Buy | $1K–$15K | 43d | Jul 8 | |
| May 26, 2016 | D.R. HoRToN INC B/E 05.750% 081523Joint | Buy | $1K–$15K | 43d | Jul 8 | |
| May 31, 2016 | DYNEgY INC NTS B/E 5.875% 060123Joint | Sell | $15K–$50K | 4d | Jun 4 | |
| May 31, 2016 | LEVEL 3 FINg INC NTS B/E 05.375% 050125Joint | Buy | $1K–$15K | 4d | Jun 4 | |
| May 31, 2016 | NEW JERSEY ST TPK AUTH SR A RV BE/R/ 5 DUE 010138Joint | Buy | $100K–$250K | 4d | Jun 4 | |
| May 26, 2016 | ADDYYadidas Ag Sponsored ADR · Joint | Sell | $1K–$15K | 9d | Jun 4 | |
| May 26, 2016 | WPP plc - American Depositary SharesJoint | Sell | $1K–$15K | 9d | Jun 4 | |
| May 24, 2016 | CoMMUNITY HEALTH SYSTEMS 05.125% 080121Joint | Buy | $1K–$15K | 11d | Jun 4 | |
| May 24, 2016 | JSGRYlixil group Corporation Unsponsored ADR (JSgRY) · Joint | Sell | $1K–$15K | 11d | Jun 4 | |
| May 23, 2016 | JSGRYlixil group Corporation Unsponsored ADR (JSgRY) · Joint | Sell | $1K–$15K | 12d | Jun 4 | |
| May 20, 2016 | JSGRYlixil group Corporation Unsponsored ADR (JSgRY) · Joint | Sell | $1K–$15K | 15d | Jun 4 | |
| May 20, 2016 | TARgA RESoURCES PARTNERS 05.250% 050123Joint | Sell | $1K–$15K | 15d | Jun 4 | |
| May 19, 2016 | JSGRYlixil group Corporation Unsponsored ADR (JSgRY) · Joint | Sell | $1K–$15K | 16d | Jun 4 | |
| May 19, 2016 | SLBSLB Limited · Joint | Buy | $15K–$50K | 16d | Jun 4 | |
| May 19, 2016 | TARgA RESoURCES PARTNERS 05.250% 050123Joint | Sell | $1K–$15K | 16d | Jun 4 | |
| May 18, 2016 | JSGRYlixil group Corporation Unsponsored ADR (JSgRY) · Joint | Sell | $1K–$15K | 17d | Jun 4 | |
| May 18, 2016 | MgM RESoRTS INTL NTS B/E 06.750% 100120Joint | Buy | $15K–$50K | 17d | Jun 4 | |
| May 18, 2016 | TARgA RESoURCES PARTNERS 05.250% 050123Joint | Sell | $1K–$15K | 17d | Jun 4 | |
| May 16, 2016 | D.R. HoRToN INC B/E 05.750% 081523Joint | Buy | $1K–$15K | 19d | Jun 4 | |
| May 16, 2016 | WHITINg PETRoLEUM CoRP 05.000% 031519Joint | Sell | $1K–$15K | 19d | Jun 4 | |
| May 13, 2016 | ACNAccenture plc · Joint | Buy | $1K–$15K | 22d | Jun 4 | |
| May 13, 2016 | SNDKSandisk Corp · Joint | Exchange | $50K–$100K | 22d | Jun 4 | |
| May 13, 2016 | SNDKSandisk Corp · Dependent child | Exchange | $1K–$15K | 22d | Jun 4 | |
| May 13, 2016 | SNDKSandisk Corp · Dependent child | Exchange | $1K–$15K | 22d | Jun 4 | |
| May 13, 2016 | SYTSyngenta Ag · Joint | Sell | $1K–$15K | 22d | Jun 4 | |
| May 13, 2016 | WDCWestern Digital Corp · Dependent child | Exchange | $1K–$15K | 22d | Jun 4 | |
| May 13, 2016 | WDCWestern Digital Corp · Dependent child | Exchange | $1K–$15K | 22d | Jun 4 | |
| May 13, 2016 | WDCWestern Digital Corp · Joint | Exchange | $1K–$15K | 22d | Jun 4 | |
| May 13, 2016 | ZAYo gRoUP LLC/ZAYo CPTL 06.000% 040123Joint | Buy | $1K–$15K | 22d | Jun 4 | |
| May 12, 2016 | SYTSyngenta Ag · Joint | Sell | $15K–$50K | 23d | Jun 4 | |
| May 12, 2016 | WHITINg PETRoLEUM CoRP 05.000% 031519Joint | Sell | $1K–$15K | 23d | Jun 4 | |
| May 12, 2016 | ZAYo gRoUP LLC/ZAYo CPTL 06.000% 040123Joint | Buy | $1K–$15K | 23d | Jun 4 | |
| May 11, 2016 | AVIS BUDgET NTS B/E 05.500% 040123 DTD040313Joint | Sell | $1K–$15K | 24d | Jun 4 | |
| May 11, 2016 | CoNSoL ENERgY INC 05.875% 041522Joint | Buy | $1K–$15K | 24d | Jun 4 | |
| May 11, 2016 | SYTSyngenta Ag · Joint | Sell | $1K–$15K | 24d | Jun 4 | |
| May 11, 2016 | WHITINg PETRoLEUM CoRP 05.000% 031519Joint | Sell | $1K–$15K | 24d | Jun 4 | |
| May 10, 2016 | AVIS BUDgET NTS B/E 05.500% 040123Joint | Sell | $1K–$15K | 25d | Jun 4 | |
| May 9, 2016 | XOMExxonMobil Holdings Corp · Joint | Buy | $100K–$250K | 26d | Jun 4 | |
| May 9, 2016 | XOMExxonMobil Holdings Corp · Dependent child | Buy | $1K–$15K | 26d | Jun 4 | |
| May 9, 2016 | XOMExxonMobil Holdings Corp · Dependent child | Buy | $1K–$15K | 26d | Jun 4 | |
| May 9, 2016 | SLBSLB Limited · Dependent child | Sell | $1K–$15K | 26d | Jun 4 | |
| May 9, 2016 | SLBSLB Limited · Dependent child | Sell | $1K–$15K | 26d | Jun 4 | |
| May 9, 2016 | SLBSLB Limited · Joint | Sell | $100K–$250K | 26d | Jun 4 | |
| May 9, 2016 | UNHUnitedhealth Group Inc · Dependent child | Sell | $1K–$15K | 26d | Jun 4 | |
| May 9, 2016 | ZAYo gRoUP LLC/ZAYo CPTL 06.000% 040123Joint | Buy | $1K–$15K | 26d | Jun 4 | |
| May 6, 2016 | ZAYo gRoUP LLC/ZAYo CPTL 06.000% 040123Joint | Buy | $1K–$15K | 29d | Jun 4 | |
| May 5, 2016 | AVIS BUDgET NTS B/E 05.500% 040123Joint | Sell | $1K–$15K | 30d | Jun 4 | |
| May 5, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 30d | Jun 4 | |
| May 5, 2016 | ZAYo gRoUP LLC/ZAYo CPTL 06.000% 040123Joint | Buy | $1K–$15K | 30d | Jun 4 | |
| May 4, 2016 | AGNAllergan plc ordinary Shares (AgN) · Dependent child | Buy | $1K–$15K | 31d | Jun 4 | |
| May 4, 2016 | AGNAllergan plc ordinary Shares (AgN) · Joint | Buy | $15K–$50K | 31d | Jun 4 | |
| May 4, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 31d | Jun 4 | |
| May 4, 2016 | TWTRTwitter, Inc. · Joint | Buy | $15K–$50K | 31d | Jun 4 | |
| May 4, 2016 | TWTRTwitter, Inc. · Dependent child | Buy | $1K–$15K | 31d | Jun 4 | |
| May 4, 2016 | TWTRTwitter, Inc. · Dependent child | Buy | $1K–$15K | 31d | Jun 4 | |
| May 4, 2016 | WDCWestern Digital Corp · Dependent child | Buy | $1K–$15K | 31d | Jun 4 | |
| May 4, 2016 | WDCWestern Digital Corp · Dependent child | Buy | $1K–$15K | 31d | Jun 4 | |
| May 4, 2016 | WDCWestern Digital Corp · Joint | Buy | $1K–$15K | 31d | Jun 4 | |
| May 3, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 32d | Jun 4 | |
| May 2, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 33d | Jun 4 | |
| Apr 29, 2016 | ERJEmbraer S.A. · Joint | Sell | $1K–$15K | 10d | May 9 | |
| Apr 28, 2016 | MZDAYMazda Motor Corp Unsponsored ADR · Joint | Buy | $1K–$15K | 11d | May 9 | |
| Apr 28, 2016 | MRAAYMurata Manufacturing Co Ltd Unsponsored ADR · Joint | Buy | $1K–$15K | 11d | May 9 | |
| Apr 28, 2016 | SPRINT CAPITAL CoRP 06.875% 111528Joint | Sell | $1K–$15K | 11d | May 9 | |
| Apr 26, 2016 | EL PASo PIPELINE PART oP 05.000% 100121Joint | Buy | $15K–$50K | 13d | May 9 | |
| Apr 26, 2016 | HERTZ CoRP NTS 06.250% 101522Joint | Sell | $15K–$50K | 13d | May 9 | |
| Apr 26, 2016 | MZDAYMazda Motor Corp Unsponsored ADR · Joint | Buy | $15K–$50K | 13d | May 9 | |
| Apr 26, 2016 | MRAAYMurata Manufacturing Co Ltd Unsponsored ADR · Joint | Buy | $1K–$15K | 13d | May 9 | |
| Apr 25, 2016 | MRAAYMurata Manufacturing Co Ltd Unsponsored ADR · Joint | Buy | $15K–$50K | 14d | May 9 | |
| Apr 25, 2016 | RADIAN gRoUP INC NTS B/E 5.500% 060119Joint | Buy | $1K–$15K | 14d | May 9 | |
| Apr 25, 2016 | UNHUnitedhealth Group Inc · Dependent child | Sell | $1K–$15K | 14d | May 9 | |
| Apr 22, 2016 | RADIAN gRoUP INC NTS B/E 5.500% 060119Joint | Buy | $15K–$50K | 17d | May 9 | |
| Apr 21, 2016 | KINDRED HEALTHCARE INC 08.750% 011523Joint | Buy | $1K–$15K | 18d | May 9 | |
| Apr 20, 2016 | HERTZ CoRP NTS 06.250% 101522Joint | Sell | $1K–$15K | 19d | May 9 | |
| Apr 20, 2016 | RICE ENERgY INC NTS B/E 06.250% 050122Joint | Buy | $1K–$15K | 19d | May 9 | |
| Apr 19, 2016 | KINDRED HEALTHCARE INC 08.750%Joint | Buy | $1K–$15K | 20d | May 9 | |
| Apr 19, 2016 | SVNDYSeven & I Holdings Co Ltd Unsponsored ADR · Joint | Sell | $15K–$50K | 20d | May 9 | |
| Apr 19, 2016 | TDToronto Dominion Bank · Dependent child | Sell | $1K–$15K | 20d | May 9 | |
| Apr 19, 2016 | TDToronto Dominion Bank · Dependent child | Sell | $1K–$15K | 20d | May 9 | |
| Apr 19, 2016 | TDToronto Dominion Bank · Joint | Sell | $100K–$250K | 20d | May 9 | |
| Apr 18, 2016 | CHATHAMS NJ S/D FSA B/E . /R/ 4.25 071522Joint | Buy | $15K–$50K | 21d | May 9 | |
| Apr 18, 2016 | FLEMINgToN RARITAN NJ FgIC B/E /R/ 5 DUE 061528Joint | Buy | $15K–$50K | 21d | May 9 | |
| Apr 18, 2016 | LMCALiberty Media Corporation - Series A Liberty Media · Joint | Exchange | $15K–$50K | 21d | May 9 | |
| Apr 18, 2016 | LMCALiberty Media Corporation - Series A Liberty Media · Joint | Exchange | $1K–$15K | 21d | May 9 | |
| Apr 18, 2016 | LSXMALiberty Media Corporation - Series A Liberty SiriusXM · Joint | Exchange | $1K–$15K | 21d | May 9 | |
| Apr 18, 2016 | BATRKAtlanta Braves Holdings, Inc. · Joint | Exchange | $1K–$15K | 21d | May 9 | |
| Apr 18, 2016 | LMCKLiberty Media Corporation - Series C Liberty Media · Joint | Exchange | $1K–$15K | 21d | May 9 | |
| Apr 18, 2016 | LMCKLiberty Media Corporation - Series C Liberty Media · Joint | Exchange | $15K–$50K | 21d | May 9 | |
| Apr 18, 2016 | LSXMKLiberty Media Corporation - Series C Liberty SiriusXM · Joint | Exchange | $15K–$50K | 21d | May 9 | |
| Apr 18, 2016 | LSXMKLiberty Media Corporation - Series C Liberty SiriusXM · Dependent child | Exchange | $1K–$15K | 21d | May 9 | |
| Apr 18, 2016 | LSXMKLiberty Media Corporation - Series C Liberty SiriusXM · Dependent child | Exchange | $1K–$15K | 21d | May 9 | |
| Apr 18, 2016 | RICE ENERgY INC NTS B/E 06.250% 050122Joint | Buy | $1K–$15K | 21d | May 9 | |
| Apr 18, 2016 | SVNDYSeven & I Holdings Co Ltd Unsponsored ADR · Joint | Sell | $1K–$15K | 21d | May 9 | |
| Apr 14, 2016 | SPRINT CAPITAL CoRP 06.875%Joint | Sell | $1K–$15K | 25d | May 9 | |
| Apr 13, 2016 | LTD BRANDS INC NTS B/E 06.625% 040121Joint | Sell | $1K–$15K | 26d | May 9 | |
| Apr 13, 2016 | SPRINT CAPITAL CoRP 06.875% 111528Joint | Sell | $1K–$15K | 26d | May 9 | |
| Apr 12, 2016 | PULTEgRoUP INC B/E 05.500% 030126Joint | Buy | $1K–$15K | 27d | May 9 | |
| Apr 11, 2016 | KINETIC CoNCEPTS INC NTS 10.500% 110118Joint | Sell | $1K–$15K | 28d | May 9 | |
| Apr 11, 2016 | LTD BRANDS INC NTS B/E 06.625% 040121Joint | Sell | $1K–$15K | 28d | May 9 | |
| Apr 11, 2016 | PULTEgRoUP INC B/E 05.500% 030126Joint | Buy | $1K–$15K | 28d | May 9 | |
| Apr 7, 2016 | KINETIC CoNCEPTS INC NTS 10.500% 110118Joint | Sell | $15K–$50K | 32d | May 9 | |
| Apr 7, 2016 | LTD BRANDS INC NTS B/E 06.625% 040121Joint | Sell | $1K–$15K | 32d | May 9 | |
| Apr 6, 2016 | ISTAR INC NTS B/E 06.500% 070121Joint | Buy | $1K–$15K | 33d | May 9 | |
| Apr 5, 2016 | MICRoN TECHNoLogY INC 05.875% 021522Joint | Sell | $1K–$15K | 34d | May 9 | |
| Apr 5, 2016 | PULTEgRoUP INC B/E 05.500% 030126Joint | Buy | $1K–$15K | 34d | May 9 | |
| Apr 4, 2016 | ACNAccenture plc · Joint | Buy | $1K–$15K | 35d | May 9 | |
| Apr 4, 2016 | CLColgate Palmolive Co · Dependent child | Buy | $1K–$15K | 35d | May 9 | |
| Apr 4, 2016 | CLColgate Palmolive Co · Dependent child | Buy | $1K–$15K | 35d | May 9 | |
| Apr 4, 2016 | CLColgate Palmolive Co · Joint | Buy | $15K–$50K | 35d | May 9 |
- Trades 1–500
- Trades 501–1,000
- Trades 1,001–1,145
Thomas MacArthur’s other years
Source
Each trade is a line of a periodic transaction report filed under the STOCK Act, read from the report itself and linked to it. Three offices publish them, and all three are read here every hour: the House Clerk for representatives, the Senate Office of Public Records for senators, and the Office of Government Ethics for the President, the Vice President and Senate-confirmed officials (OGE Form 278-T). OGE links some officials’ reports and releases the rest on request; only linked reports are here.
The Act requires a report within 45 days of the trade; the lag counts the days from the trade to the day the report became public. Reports give each amount as a range. Amendments are marked and not counted as late; trades a later report withdrew are left out. The President’s reports and some House reports are scans of paper forms: a scanned value that does not read with certainty is shown as not read, never guessed, and the report is one click away. “Since” is the stock’s move from the trade date’s close to the latest daily close.
The same trades are in the OptimistFi MCP server’s get_congress_trades tool, by filer or by stock, for each chamber: connect it. Every House trade is free to download as CSV or JSON, and every trade here can be followed by RSS: the data.